| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 373,117 | 2,530,000 | 36.28% | ||
| 2 | Jacobus Wealth Management, Inc. | 136,800 | 928,000 | 13.31% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 99,475 | 674,000 | 9.67% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 77,159 | 523,000 | 7.50% | ||
| 5 | WELLS FARGO & COMPANY/MN | 65,239 | 443,000 | 6.35% | ||
| 6 | Invesco Ltd. | 50,256 | 341,000 | 4.89% | ||
| 7 | ROYAL BANK OF CANADA | 37,552 | 255,000 | 3.66% | ||
| 8 | AMERIPRISE FINANCIAL INC | 37,400 | 254,000 | 3.64% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 36,100 | 245,000 | 3.51% | ||
| 10 | MORGAN STANLEY | 19,851 | 134,000 | 1.92% | ||
| 11 | Commonwealth Equity Services, Inc | 16,985 | 115,000 | 1.65% | ||
| 12 | DOLIVER ADVISORS, LP | 13,056 | 89,000 | 1.28% | ||
| 13 | BB&T SECURITIES, LLC | 12,752 | 86,000 | 1.23% | ||
| 14 | CITIGROUP INC | 12,105 | 82,000 | 1.18% | ||
| 15 | Raymond James Financial Services Advisors, Inc. | 12,090 | 82,000 | 1.18% | ||
| 16 | Apriem Advisors | 10,150 | 69,000 | 0.99% | ||
| 17 | D.A. DAVIDSON & CO. | 5,665 | 38,000 | 0.54% | ||
| 18 | Creative Planning | 5,500 | 37,000 | 0.53% | ||
| 19 | GUPTA WEALTH MANAGEMENT LLC | 3,121 | 21,000 | 0.30% | ||
| 20 | THOMPSON DAVIS & CO., INC. | 2,400 | 16,000 | 0.23% | ||
| 21 | DEUTSCHE BANK AG\ | 1,250 | 8,000 | 0.11% | ||
| 22 | MSI Financial Services Inc | 275 | 2,000 | 0.03% | ||
| 23 | Tower Research Capital LLC (TRC) | 100 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
