| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AG | 420,047 | 8,073,000 | 65.25% | ||
| 2 | WELLS FARGO & COMPANY/MN | 67,365 | 1,295,000 | 10.47% | ||
| 3 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 25,000 | 481,000 | 3.89% | ||
| 4 | WEDBUSH SECURITIES INC | 24,752 | 476,000 | 3.85% | ||
| 5 | MORGAN STANLEY | 17,710 | 341,000 | 2.76% | ||
| 6 | ROYAL BANK OF CANADA | 14,534 | 279,000 | 2.25% | ||
| 7 | Tower Research Capital LLC (TRC) | 12,700 | 244,000 | 1.97% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 12,600 | 242,000 | 1.96% | ||
| 9 | M&T BANK CORP | 12,500 | 240,000 | 1.94% | ||
| 10 | CITIGROUP INC | 12,270 | 236,000 | 1.91% | ||
| 11 | PNC FINANCIAL SERVICES GROUP, INC. | 8,000 | 154,000 | 1.24% | ||
| 12 | WOLVERINE ASSET MANAGEMENT LLC | 7,470 | 143,000 | 1.16% | ||
| 13 | D.A. DAVIDSON & CO. | 3,680 | 70,000 | 0.57% | ||
| 14 | ENVESTNET ASSET MANAGEMENT INC | 2,000 | 38,000 | 0.31% | ||
| 15 | THOMPSON DAVIS & CO., INC. | 1,750 | 34,000 | 0.27% | ||
| 16 | BENJAMIN F. EDWARDS & COMPANY, INC. | 1,424 | 27,000 | 0.22% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
