| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 440,789 | 4,429,000 | 31.16% | ||
| 2 | Invesco Ltd. | 227,603 | 2,287,000 | 16.09% | ||
| 3 | Jacobus Wealth Management, Inc. | 152,645 | 1,534,000 | 10.79% | ||
| 4 | RAYMOND JAMES & ASSOCIATES | 108,505 | 1,090,000 | 7.67% | ||
| 5 | WELLS FARGO & COMPANY/MN | 51,546 | 518,000 | 3.64% | ||
| 6 | MORGAN STANLEY | 50,503 | 508,000 | 3.57% | ||
| 7 | GUGGENHEIM CAPITAL LLC | 46,593 | 468,000 | 3.29% | ||
| 8 | CLOUGH CAPITAL PARTNERS L P | 42,400 | 426,000 | 3.00% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 36,100 | 363,000 | 2.55% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 31,759 | 319,000 | 2.24% | ||
| 11 | FLAGSHIP HARBOR ADVISORS, LLC | 29,736 | 301,000 | 2.12% | ||
| 12 | CITIGROUP INC | 29,238 | 294,000 | 2.07% | ||
| 13 | Commonwealth Equity Services, Inc | 26,751 | 269,000 | 1.89% | ||
| 14 | AMERIPRISE FINANCIAL INC | 23,039 | 232,000 | 1.63% | ||
| 15 | Virtu KCG Holdings LLC | 19,414 | 195,000 | 1.37% | ||
| 16 | ROYAL BANK OF CANADA | 17,573 | 177,000 | 1.25% | ||
| 17 | STRATEGIC FINANCIAL GROUP, LLC | 17,000 | 171,000 | 1.20% | PRN | |
| 18 | CETERA INVESTMENT ADVISERS | 15,927 | 161,000 | 1.13% | ||
| 19 | DOLIVER ADVISORS, LP | 11,995 | 121,000 | 0.85% | ||
| 20 | BB&T SECURITIES, LLC | 11,727 | 113,000 | 0.80% | ||
| 21 | Apriem Advisors | 10,075 | 101,000 | 0.71% | ||
| 22 | Creative Planning | 5,500 | 55,000 | 0.39% | ||
| 23 | D.A. DAVIDSON & CO. | 4,665 | 46,000 | 0.32% | ||
| 24 | THOMPSON DAVIS & CO., INC. | 2,400 | 24,000 | 0.17% | ||
| 25 | DELTA ASSET MANAGEMENT LLC/TN | 1,000 | 10,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
