| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 427,339 | 2,979,000 | 32.19% | ||
| 2 | DOLIVER ADVISORS, LP | 274,292 | 1,912,000 | 20.66% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 127,358 | 888,000 | 9.59% | ||
| 4 | Jacobus Wealth Management, Inc. | 123,165 | 858,000 | 9.27% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 85,735 | 597,000 | 6.45% | ||
| 6 | WELLS FARGO & COMPANY/MN | 70,144 | 489,000 | 5.28% | ||
| 7 | ROYAL BANK OF CANADA | 45,967 | 320,000 | 3.46% | ||
| 8 | Invesco Ltd. | 41,003 | 286,000 | 3.09% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 36,100 | 252,000 | 2.72% | ||
| 10 | MORGAN STANLEY | 27,404 | 191,000 | 2.06% | ||
| 11 | CITIGROUP INC | 26,079 | 181,000 | 1.96% | ||
| 12 | Commonwealth Equity Services, Inc | 16,811 | 117,000 | 1.26% | ||
| 13 | Apriem Advisors | 10,150 | 71,000 | 0.77% | ||
| 14 | D.A. DAVIDSON & CO. | 5,665 | 39,000 | 0.42% | ||
| 15 | Creative Planning | 5,500 | 38,000 | 0.41% | ||
| 16 | THOMPSON DAVIS & CO., INC. | 1,900 | 13,000 | 0.14% | ||
| 17 | Tower Research Capital LLC (TRC) | 1,848 | 13,000 | 0.14% | ||
| 18 | DEUTSCHE BANK AG\ | 1,250 | 8,000 | 0.09% | ||
| 19 | MINICHMACGREGOR WEALTH MANAGEMENT, LLC | 215 | 3,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
