| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 218,950 | 2,520,000 | 9.85% | ||
| 2 | WOLVERINE ASSET MANAGEMENT LLC | 213,373 | 2,455,000 | 9.60% | ||
| 3 | CORNERSTONE ADVISORS INC | 198,053 | 2,280,000 | 8.92% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 189,207 | 2,178,000 | 8.52% | ||
| 5 | MORGAN STANLEY | 181,834 | 2,093,000 | 8.18% | ||
| 6 | Invesco Ltd. | 177,503 | 2,043,000 | 7.99% | ||
| 7 | MARINER INVESTMENT GROUP LLC | 156,407 | 1,800,000 | 7.04% | ||
| 8 | Bulldog Investors, LLP | 152,582 | 1,756,000 | 6.87% | ||
| 9 | COHEN & STEERS, INC. | 123,665 | 1,423,000 | 5.56% | ||
| 10 | GEODE CAPITAL MANAGEMENT, LLC | 107,780 | 1,240,000 | 4.85% | PRN | |
| 11 | DOLIVER ADVISORS, LP | 72,608 | 836,000 | 3.27% | ||
| 12 | WELLS FARGO & COMPANY/MN | 70,554 | 812,000 | 3.18% | ||
| 13 | PNC FINANCIAL SERVICES GROUP, INC. | 50,000 | 576,000 | 2.25% | ||
| 14 | TFS CAPITAL LLC | 48,739 | 561,000 | 2.19% | ||
| 15 | AQR CAPITAL MANAGEMENT LLC | 47,332 | 545,000 | 2.13% | ||
| 16 | Shaker Financial Services, LLC | 36,052 | 415,000 | 1.62% | ||
| 17 | RAYMOND JAMES & ASSOCIATES | 35,704 | 411,000 | 1.61% | ||
| 18 | UBS AG | 34,182 | 393,000 | 1.54% | ||
| 19 | LPL Financial LLC | 32,950 | 379,000 | 1.48% | ||
| 20 | INVESTMENT CENTERS OF AMERICA INC | 16,006 | 185,000 | 0.72% | ||
| 21 | ROYAL BANK OF CANADA | 14,140 | 163,000 | 0.64% | ||
| 22 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 11,092 | 128,000 | 0.50% | ||
| 23 | AMERIPRISE FINANCIAL INC | 9,733 | 112,000 | 0.44% | ||
| 24 | BANK OF AMERICA CORP /DE/ | 9,484 | 109,000 | 0.43% | ||
| 25 | Blume Capital Management, Inc. | 4,714 | 54,000 | 0.21% | ||
| 26 | NEW ENGLAND SECURITIES CORP /MA/ | 4,550 | 52,000 | 0.20% | ||
| 27 | AMERICAN INTERNATIONAL GROUP, INC. | 3,000 | 34,530 | 0.14% | ||
| 28 | MSI Financial Services Inc | 1,081 | 12,000 | 0.05% | ||
| 29 | DEUTSCHE BANK AG\ | 529 | 6,000 | 0.02% | ||
| 30 | CITIGROUP INC | 299 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
