| 1 |
SIT INVESTMENT ASSOCIATES INC |
618,803 |
7,766,000 |
23.65% |
|
|
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
325,000 |
4,079,000 |
12.42% |
|
|
| 3 |
MARINER INVESTMENT GROUP LLC |
280,100 |
3,515,000 |
10.71% |
|
|
| 4 |
CORNERSTONE ADVISORS INC |
219,717 |
2,757,000 |
8.40% |
|
|
| 5 |
GUGGENHEIM CAPITAL LLC |
207,269 |
2,601,000 |
7.92% |
|
|
| 6 |
MORGAN STANLEY |
169,317 |
2,125,000 |
6.47% |
|
|
| 7 |
WELLS FARGO & COMPANY/MN |
155,383 |
1,950,000 |
5.94% |
|
|
| 8 |
WOLVERINE ASSET MANAGEMENT LLC |
109,632 |
1,375,000 |
4.19% |
|
|
| 9 |
Advisors Asset Management, Inc. |
76,298 |
958,000 |
2.92% |
|
|
| 10 |
DOLIVER ADVISORS, LP |
64,449 |
808,000 |
2.46% |
|
|
| 11 |
UBS Group AG |
56,355 |
707,000 |
2.15% |
|
|
| 12 |
PNC FINANCIAL SERVICES GROUP, INC. |
50,000 |
628,000 |
1.91% |
|
|
| 13 |
AQR CAPITAL MANAGEMENT LLC |
49,945 |
627,000 |
1.91% |
|
|
| 14 |
Gramercy Funds Management LLC |
48,800 |
612,000 |
1.86% |
|
|
| 15 |
Cetera Advisor Networks LLC |
44,353 |
559,000 |
1.70% |
|
|
| 16 |
LPL Financial LLC |
31,425 |
394,000 |
1.20% |
|
|
| 17 |
RAYMOND JAMES & ASSOCIATES |
27,071 |
340,000 |
1.04% |
|
|
| 18 |
BANK OF AMERICA CORP /DE/ |
18,774 |
236,000 |
0.72% |
|
|
| 19 |
ROYAL BANK OF CANADA |
14,140 |
177,000 |
0.54% |
|
|
| 20 |
SG Americas Securities, LLC |
13,824 |
173,000 |
0.53% |
|
|
| 21 |
AMERIPRISE FINANCIAL INC |
11,233 |
141,000 |
0.43% |
|
|
| 22 |
Round Table Services, LLC |
10,300 |
129,000 |
0.39% |
|
|
| 23 |
Blume Capital Management, Inc. |
4,714 |
59,000 |
0.18% |
|
|
| 24 |
NEW ENGLAND SECURITIES CORP /MA/ |
3,850 |
48,000 |
0.15% |
|
|
| 25 |
AMERICAN INTERNATIONAL GROUP, INC. |
3,000 |
37,650 |
0.11% |
|
|
| 26 |
MSI Financial Services Inc |
1,092 |
14,000 |
0.04% |
|
|
| 27 |
Pinnacle Summer Investments, Inc. |
814 |
11,000 |
0.03% |
|
|
| 28 |
NEXT Financial Group, Inc |
500 |
6,000 |
0.02% |
|
|
| 29 |
CITIGROUP INC |
175 |
2,000 |
0.01% |
|
|
