| 1 |
MARINER INVESTMENT GROUP LLC |
363,000 |
4,076,000 |
16.01% |
|
|
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
325,000 |
3,650,000 |
14.34% |
|
|
| 3 |
CORNERSTONE ADVISORS INC |
232,288 |
2,609,000 |
10.25% |
|
|
| 4 |
GUGGENHEIM CAPITAL LLC |
206,238 |
2,316,000 |
9.10% |
|
|
| 5 |
MORGAN STANLEY |
196,227 |
2,203,000 |
8.65% |
|
|
| 6 |
WOLVERINE ASSET MANAGEMENT LLC |
171,143 |
1,921,000 |
7.55% |
|
|
| 7 |
WELLS FARGO & COMPANY/MN |
141,094 |
1,584,000 |
6.22% |
|
|
| 8 |
Advisors Asset Management, Inc. |
80,893 |
908,000 |
3.57% |
|
|
| 9 |
Invesco Ltd. |
63,402 |
712,000 |
2.80% |
|
|
| 10 |
DOLIVER ADVISORS, LP |
59,295 |
666,000 |
2.62% |
|
|
| 11 |
COHEN & STEERS, INC. |
52,732 |
592,000 |
2.33% |
|
|
| 12 |
PNC FINANCIAL SERVICES GROUP, INC. |
50,000 |
562,000 |
2.21% |
|
|
| 13 |
UBS AG |
49,808 |
559,000 |
2.20% |
|
|
| 14 |
SIT INVESTMENT ASSOCIATES INC |
49,086 |
551,000 |
2.16% |
|
|
| 15 |
Gramercy Funds Management LLC |
48,800 |
548,000 |
2.15% |
|
|
| 16 |
GEODE CAPITAL MANAGEMENT, LLC |
45,793 |
514,000 |
2.02% |
|
PRN |
| 17 |
LPL Financial LLC |
32,300 |
362,000 |
1.42% |
|
|
| 18 |
RAYMOND JAMES & ASSOCIATES |
28,744 |
323,000 |
1.27% |
|
|
| 19 |
ROYAL BANK OF CANADA |
14,140 |
159,000 |
0.62% |
|
|
| 20 |
INVESTMENT CENTERS OF AMERICA INC |
11,436 |
126,000 |
0.49% |
|
|
| 21 |
BANK OF AMERICA CORP /DE/ |
11,052 |
124,000 |
0.49% |
|
|
| 22 |
Round Table Services, LLC |
10,300 |
116,000 |
0.46% |
|
|
| 23 |
AMERIPRISE FINANCIAL INC |
9,733 |
109,000 |
0.43% |
|
|
| 24 |
Blume Capital Management, Inc. |
4,714 |
53,000 |
0.21% |
|
|
| 25 |
NEW ENGLAND SECURITIES CORP /MA/ |
3,850 |
43,000 |
0.17% |
|
|
| 26 |
AMERICAN INTERNATIONAL GROUP, INC. |
3,000 |
33,690 |
0.13% |
|
|
| 27 |
NEXT Financial Group, Inc |
1,395 |
16,000 |
0.06% |
|
|
| 28 |
MSI Financial Services Inc |
1,086 |
12,000 |
0.05% |
|
|
| 29 |
Pinnacle Summer Investments, Inc. |
814 |
9,000 |
0.04% |
|
|
