| 1 |
SIT INVESTMENT ASSOCIATES INC |
493,032 |
6,419,000 |
20.18% |
|
|
| 2 |
MARINER INVESTMENT GROUP LLC |
346,623 |
4,513,000 |
14.19% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
337,321 |
4,392,000 |
13.81% |
|
|
| 4 |
WELLS FARGO & COMPANY/MN |
186,141 |
2,424,000 |
7.62% |
|
|
| 5 |
MORGAN STANLEY |
173,274 |
2,256,000 |
7.09% |
|
|
| 6 |
GUGGENHEIM CAPITAL LLC |
167,887 |
2,187,000 |
6.88% |
|
|
| 7 |
Advisors Asset Management, Inc. |
154,408 |
2,010,000 |
6.32% |
|
|
| 8 |
CORNERSTONE ADVISORS INC |
129,383 |
1,685,000 |
5.30% |
|
|
| 9 |
ICON ADVISERS INC/CO |
84,076 |
1,095,000 |
3.44% |
|
|
| 10 |
DOLIVER ADVISORS, LP |
72,631 |
946,000 |
2.97% |
|
|
| 11 |
Cetera Advisor Networks LLC |
50,021 |
654,000 |
2.06% |
|
|
| 12 |
PNC FINANCIAL SERVICES GROUP, INC. |
50,000 |
652,000 |
2.05% |
|
|
| 13 |
UBS Group AG |
45,940 |
598,000 |
1.88% |
|
|
| 14 |
LPL Financial LLC |
34,098 |
443,000 |
1.39% |
|
|
| 15 |
RAYMOND JAMES & ASSOCIATES |
27,107 |
353,000 |
1.11% |
|
|
| 16 |
CMT TRADING LLC |
15,981 |
208,000 |
0.65% |
|
SH |
| 17 |
ROYAL BANK OF CANADA |
14,140 |
184,000 |
0.58% |
|
|
| 18 |
BANK OF AMERICA CORP /DE/ |
13,610 |
177,000 |
0.56% |
|
|
| 19 |
AMERIPRISE FINANCIAL INC |
11,233 |
146,000 |
0.46% |
|
|
| 20 |
AQR ARBITRAGE LLC |
10,199 |
133,000 |
0.42% |
|
|
| 21 |
WOLVERINE ASSET MANAGEMENT LLC |
6,585 |
85,000 |
0.27% |
|
|
| 22 |
MSI Financial Services Inc |
4,846 |
63,000 |
0.20% |
|
|
| 23 |
Blume Capital Management, Inc. |
4,714 |
61,000 |
0.19% |
|
|
| 24 |
AMERICAN INTERNATIONAL GROUP, INC. |
3,000 |
39,060 |
0.12% |
|
|
| 25 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
2,400 |
31,000 |
0.10% |
|
|
| 26 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
1,669 |
21,000 |
0.07% |
|
|
| 27 |
Pinnacle Summer Investments, Inc. |
814 |
11,000 |
0.03% |
|
|
| 28 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
518 |
7,000 |
0.02% |
|
|
| 29 |
NEXT Financial Group, Inc |
500 |
6,000 |
0.02% |
|
|
| 30 |
Tower Research Capital LLC (TRC) |
308 |
4,000 |
0.01% |
|
|
