| 1 |
Bulldog Investors, LLP |
2,504,359 |
34,166,000 |
50.47% |
|
PRN |
| 2 |
Yakira Capital Management, Inc. |
437,410 |
5,966,000 |
8.81% |
|
SH |
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
322,866 |
4,404,000 |
6.51% |
|
|
| 4 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
284,384 |
3,880,000 |
5.73% |
|
|
| 5 |
Weiss Asset Management LP |
239,803 |
3,276,000 |
4.84% |
|
|
| 6 |
CREDIT SUISSE AG/ |
203,292 |
2,773,000 |
4.10% |
|
|
| 7 |
CITIGROUP INC |
165,160 |
2,256,000 |
3.33% |
|
|
| 8 |
WELLS FARGO & COMPANY/MN |
120,902 |
1,649,000 |
2.44% |
|
|
| 9 |
GUGGENHEIM CAPITAL LLC |
86,713 |
1,184,000 |
1.75% |
|
|
| 10 |
CORNERSTONE ADVISORS INC |
78,836 |
1,077,000 |
1.59% |
|
|
| 11 |
DOLIVER ADVISORS, LP |
71,819 |
980,000 |
1.45% |
|
|
| 12 |
BRINKER CAPITAL INC |
70,814 |
965,000 |
1.43% |
|
|
| 13 |
LPL Financial LLC |
51,680 |
702,000 |
1.04% |
|
|
| 14 |
PNC FINANCIAL SERVICES GROUP, INC. |
50,000 |
682,000 |
1.01% |
|
|
| 15 |
MARINER INVESTMENT GROUP LLC |
42,939 |
586,000 |
0.87% |
|
|
| 16 |
MORGAN STANLEY |
41,334 |
564,000 |
0.83% |
|
|
| 17 |
UBS Group AG |
37,305 |
509,000 |
0.75% |
|
|
| 18 |
Raymond James Financial Services Advisors, Inc. |
26,995 |
368,000 |
0.54% |
|
|
| 19 |
RAYMOND JAMES & ASSOCIATES |
24,615 |
336,000 |
0.50% |
|
|
| 20 |
WEDBUSH SECURITIES INC |
18,220 |
249,000 |
0.37% |
|
|
| 21 |
THOMPSON SIEGEL & WALMSLEY LLC |
17,500 |
239,000 |
0.35% |
|
|
| 22 |
AMERIPRISE FINANCIAL INC |
16,491 |
225,000 |
0.33% |
|
|
| 23 |
BANK OF AMERICA CORP /DE/ |
15,232 |
208,000 |
0.31% |
|
|
| 24 |
ROYAL BANK OF CANADA |
14,140 |
193,000 |
0.29% |
|
|
| 25 |
MSI Financial Services Inc |
6,003 |
82,000 |
0.12% |
|
|
| 26 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
5,684 |
78,000 |
0.12% |
|
|
| 27 |
AMERICAN INTERNATIONAL GROUP, INC. |
3,000 |
41,000 |
0.06% |
|
|
| 28 |
Blume Capital Management, Inc. |
2,500 |
34,000 |
0.05% |
|
|
| 29 |
IFP ADVISORS, INC |
1,523 |
21,000 |
0.03% |
|
|
| 30 |
Tower Research Capital LLC (TRC) |
554 |
8,000 |
0.01% |
|
|
