| 1 |
MARINER INVESTMENT GROUP LLC |
384,286 |
4,496,000 |
15.06% |
|
|
| 2 |
ICON ADVISERS INC/CO |
376,946 |
4,410,000 |
14.77% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
337,321 |
3,947,000 |
13.22% |
|
|
| 4 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
188,643 |
2,208,000 |
7.40% |
|
|
| 5 |
WELLS FARGO & COMPANY/MN |
168,030 |
1,966,000 |
6.59% |
|
|
| 6 |
GUGGENHEIM CAPITAL LLC |
151,286 |
1,770,000 |
5.93% |
|
|
| 7 |
MORGAN STANLEY |
145,619 |
1,704,000 |
5.71% |
|
|
| 8 |
Advisors Asset Management, Inc. |
140,468 |
1,643,000 |
5.50% |
|
|
| 9 |
CORNERSTONE ADVISORS INC |
121,833 |
1,425,000 |
4.77% |
|
|
| 10 |
Yakira Capital Management, Inc. |
87,530 |
1,024,000 |
3.43% |
|
SH |
| 11 |
DOLIVER ADVISORS, LP |
71,549 |
837,000 |
2.80% |
|
|
| 12 |
UBS Group AG |
60,227 |
704,000 |
2.36% |
|
|
| 13 |
Cetera Advisor Networks LLC |
50,021 |
654,000 |
2.19% |
|
|
| 14 |
PNC FINANCIAL SERVICES GROUP, INC. |
50,000 |
586,000 |
1.96% |
|
|
| 15 |
CMT TRADING LLC |
38,053 |
445,000 |
1.49% |
|
|
| 16 |
LPL Financial LLC |
33,663 |
401,000 |
1.34% |
|
|
| 17 |
RAYMOND JAMES & ASSOCIATES |
26,502 |
310,000 |
1.04% |
|
|
| 18 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
20,074 |
235,000 |
0.79% |
|
|
| 19 |
ROYAL BANK OF CANADA |
14,140 |
165,000 |
0.55% |
|
|
| 20 |
BANK OF AMERICA CORP /DE/ |
14,098 |
165,000 |
0.55% |
|
|
| 21 |
Shaker Financial Services, LLC |
12,558 |
147,000 |
0.49% |
|
|
| 22 |
WEDBUSH SECURITIES INC |
11,975 |
140,000 |
0.47% |
|
|
| 23 |
King Wealth Management Group |
11,831 |
138,000 |
0.46% |
|
|
| 24 |
AMERIPRISE FINANCIAL INC |
11,233 |
131,000 |
0.44% |
|
|
| 25 |
Blume Capital Management, Inc. |
4,714 |
55,000 |
0.18% |
|
|
| 26 |
MSI Financial Services Inc |
4,118 |
48,000 |
0.16% |
|
|
| 27 |
AMERICAN INTERNATIONAL GROUP, INC. |
3,000 |
35,100 |
0.12% |
|
|
| 28 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
2,610 |
31,000 |
0.10% |
|
|
| 29 |
Tower Research Capital LLC (TRC) |
1,511 |
18,000 |
0.06% |
|
|
| 30 |
Pinnacle Summer Investments, Inc. |
814 |
10,000 |
0.03% |
|
|
| 31 |
CITIGROUP INC |
85 |
1,000 |
0.00% |
|
|
