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FIRST TRUST
FIRST TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 8 Institutional holders with a total value of $14,237,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITIGROUP INC 181,895 9,095,000 63.88%
2 GOLDMAN SACHS GROUP INC 50,000 2,500,000 17.56%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 19,140 957,000 6.72%
4 DEUTSCHE BANK AG\ 17,500 875,000 6.15%
5 JANE STREET GROUP, LLC 15,555 778,000 5.46%
6 Tower Research Capital LLC (TRC) 311 16,000 0.11%
7 Ground Swell Capital, LLC 200 10,000 0.07%
8 MSI Financial Services Inc 120 6,000 0.04%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.