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FIRST TRUST
FIRST TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 8 Institutional holders with a total value of $14,004,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITIGROUP INC 162,242 8,200,000 58.55%
2 GOLDMAN SACHS GROUP INC 50,000 2,526,000 18.04%
3 JANE STREET GROUP, LLC 31,794 1,607,000 11.48%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 18,059 913,000 6.52%
5 DEUTSCHE BANK AG\ 11,000 555,000 3.96%
6 ROYAL BANK OF CANADA 3,004 152,000 1.09%
7 MSI Financial Services Inc 795 40,000 0.29%
8 Tower Research Capital LLC (TRC) 217 11,000 0.08%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.