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FIRST TRUST
FIRST TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 14 Institutional holders with a total value of $22,122,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 299,181 15,360,000 69.43%
2 GOLDMAN SACHS GROUP INC 50,000 2,567,000 11.60%
3 RAYMOND JAMES & ASSOCIATES 48,690 2,500,000 11.30%
4 JANE STREET GROUP, LLC 12,422 638,000 2.88%
5 LPL Financial LLC 5,858 302,000 1.37%
6 CITIGROUP INC 4,221 217,000 0.98%
7 First Allied Advisory Services, Inc. 4,100 209,000 0.94%
8 ENVESTNET ASSET MANAGEMENT INC 3,035 156,000 0.71%
9 MSI Financial Services Inc 1,597 82,000 0.37%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 919 47,000 0.21%
11 UBS Group AG 389 20,000 0.09%
12 ROYAL BANK OF CANADA 275 14,000 0.06%
13 AMERICAN INTERNATIONAL GROUP, INC. 162 8,000 0.04%
14 Tower Research Capital LLC (TRC) 40 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.