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FIRST TRUST
FIRST TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 6 Institutional holders with a total value of $15,673,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 147,683 7,576,000 48.34%
2 CITIGROUP INC 96,154 4,943,000 31.54%
3 GOLDMAN SACHS GROUP INC 50,000 2,565,000 16.37%
4 ROYAL BANK OF CANADA 10,235 526,000 3.36%
5 MSI Financial Services Inc 1,095 56,000 0.36%
6 Tower Research Capital LLC (TRC) 127 7,000 0.04%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.