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FIRST TRUST
FIRST TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 13 Institutional holders with a total value of $15,891,963.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 115,535 5,912,000 37.20%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 78,542 4,019,000 25.29%
3 GOLDMAN SACHS GROUP INC 50,000 2,559,000 16.10%
4 RAYMOND JAMES & ASSOCIATES 22,667 1,160,000 7.30%
5 CITIGROUP INC 21,358 1,093,000 6.88%
6 JANE STREET GROUP, LLC 9,722 497,000 3.13%
7 LPL Financial LLC 5,913 303,000 1.91%
8 First Allied Advisory Services, Inc. 4,100 207,000 1.30%
9 ROYAL BANK OF CANADA 1,420 73,000 0.46%
10 MSI Financial Services Inc 996 51,000 0.32%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 200 10,000 0.06%
12 AMERICAN INTERNATIONAL GROUP, INC. 97 4,963 0.03%
13 Tower Research Capital LLC (TRC) 67 3,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.