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FIRST TRUST
FIRST TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 8 Institutional holders with a total value of $15,262,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 195,155 10,193,000 66.79%
2 GOLDMAN SACHS GROUP INC 50,000 2,612,000 17.11%
3 CITIGROUP INC 22,793 1,190,000 7.80%
4 JANE STREET GROUP, LLC 21,975 1,148,000 7.52%
5 UBS Group AG 1,077 56,000 0.37%
6 MSI Financial Services Inc 1,016 53,000 0.35%
7 Tower Research Capital LLC (TRC) 157 8,000 0.05%
8 ROYAL BANK OF CANADA 45 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.