Dark
Light
System
Security
FIRST TRUST
FIRST TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 32 Institutional holders with a total value of $44,575,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 226,048 12,195,000 27.36%
2 RAYMOND JAMES & ASSOCIATES 85,477 4,611,000 10.34%
3 MORGAN STANLEY 72,482 3,910,000 8.77%
4 First Heartland Consultants, Inc. 60,436 3,260,000 7.31%
5 First Allied Advisory Services, Inc. 60,368 3,257,000 7.31%
6 LPL Financial LLC 54,632 2,949,000 6.62%
7 GOLDMAN SACHS GROUP INC 46,119 2,488,000 5.58%
8 CITADEL ADVISORS LLC 44,059 2,383,000 5.35%
9 JANE STREET GROUP, LLC 23,006 1,241,000 2.78%
10 ROYAL BANK OF CANADA 14,570 786,000 1.76%
11 Virtu KCG Holdings LLC 12,863 696,000 1.56%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,356 666,000 1.49%
13 BERGANKDV WEALTH MANAGEMENT, LLC 12,102 653,000 1.46%
14 Cambridge Investment Research Advisors, Inc. 9,986 539,000 1.21%
15 LVZ, Inc. 9,677 522,000 1.17%
16 Raymond James Financial Services Advisors, Inc. 9,356 505,000 1.13%
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 9,111 493,000 1.11%
18 WELLS FARGO & COMPANY/MN 8,669 468,000 1.05%
19 Private Advisor Group, LLC 6,670 360,000 0.81%
20 MSI Financial Services Inc 6,569 354,000 0.79%
21 Coyle Financial Counsel LLC 5,800 311,000 0.70%
22 HighTower Advisors, LLC 4,840 261,000 0.59%
23 Regal Investment Advisors LLC 4,601 248,000 0.56%
24 ADVISOR GROUP, INC. 4,582 247,000 0.55%
25 Cetera Advisors LLC 4,300 232,000 0.52%
26 HL FINANCIAL SERVICES LLC 4,246 229,000 0.51%
27 IFC Holdings Incorporated/FL 4,236 228,000 0.51%
28 BSC PRIVATE WEALTH MANAGEMENT, LLC 3,861 208,000 0.47%
29 ENVESTNET ASSET MANAGEMENT INC 2,976 161,000 0.36%
30 UBS Group AG 1,315 71,000 0.16%
31 CENTRAL TRUST Co 400 22,000 0.05%
32 Tower Research Capital LLC (TRC) 395 21,000 0.05%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.