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First Trust Managed ETF
First Trust Managed ETF. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 31 Institutional holders with a total value of $60,560,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 431,592 22,352,000 36.91%
2 BANK OF AMERICA CORP /DE/ 235,253 12,184,000 20.12%
3 RAYMOND JAMES & ASSOCIATES 171,731 8,894,000 14.69%
4 LPL Financial LLC 73,748 3,811,000 6.29%
5 GOLDMAN SACHS GROUP INC 43,719 2,264,000 3.74%
6 ROYAL BANK OF CANADA 31,190 1,615,000 2.67%
7 BSC PRIVATE WEALTH MANAGEMENT, LLC 19,935 1,034,000 1.71%
8 FMA ADVISORY INC 18,811 974,000 1.61%
9 Raymond James Financial Services Advisors, Inc. 14,056 728,000 1.20%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,843 665,000 1.10%
11 USCA RIA LLC 12,300 637,000 1.05%
12 First Heartland Consultants, Inc. 11,674 605,000 1.00%
13 CITADEL ADVISORS LLC 8,921 462,000 0.76%
14 BERGANKDV WEALTH MANAGEMENT, LLC 8,645 448,000 0.74%
15 WELLS FARGO & COMPANY/MN 8,507 440,000 0.73%
16 Regal Investment Advisors LLC 7,821 405,000 0.67%
17 CAPITAL INVESTMENT ADVISORY SERVICES, LLC 7,620 395,000 0.65%
18 CAPTRUST FINANCIAL ADVISORS 6,931 359,000 0.59%
19 LVZ, Inc. 6,724 348,000 0.57%
20 IFC Holdings Incorporated/FL 6,597 342,000 0.56%
21 HighTower Advisors, LLC 5,728 297,000 0.49%
22 HL FINANCIAL SERVICES LLC 5,475 284,000 0.47%
23 Cetera Advisors LLC 4,700 244,000 0.40%
24 Cambridge Investment Research Advisors, Inc. 4,440 230,000 0.38%
25 First Allied Advisory Services, Inc. 4,013 208,000 0.34%
26 STIFEL FINANCIAL CORP 3,956 205,000 0.34%
27 ADVISOR GROUP, INC. 1,033 53,000 0.09%
28 BENJAMIN F. EDWARDS & COMPANY, INC. 499 26,000 0.04%
29 ENVESTNET ASSET MANAGEMENT INC 497 26,000 0.04%
30 PINNACLE BANCORP, INC. 420 22,000 0.04% SH
31 UBS Group AG 66 3,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.