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MVC CAPITAL INC
MVC CAPITAL INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 41 Institutional holders with a total value of $69,148,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WYNNEFIELD CAPITAL INC 1,810,000 16,272,000 23.53%
2 Bulldog Investors, LLP 1,378,812 12,396,000 17.93%
3 ROYCE & ASSOCIATES LP 1,189,400 10,693,000 15.46%
4 CREDIT SUISSE AG/ 679,277 6,107,000 8.83%
5 MORGAN STANLEY 284,356 2,557,000 3.70%
6 RIVERNORTH CAPITAL MANAGEMENT, LLC 272,906 2,453,000 3.55%
7 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 223,158 2,006,000 2.90%
8 Arbiter Partners Capital Management LLC 190,854 1,716,000 2.48%
9 SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) 183,833 1,653,000 2.39%
10 Ancora Advisors LLC 159,972 1,438,000 2.08%
11 Omega Advisors Inc. 150,000 1,349,000 1.95%
12 MILLER VALUE PARTNERS, LLC 142,600 1,282,000 1.85%
13 Teton Advisors, Inc. 134,300 1,207,000 1.75%
14 GABELLI FUNDS LLC 121,000 1,088,000 1.57%
15 Advisors Asset Management, Inc. 89,009 800,000 1.16%
16 MILLENNIUM MANAGEMENT LLC 86,756 780,000 1.13%
17 BANK OF AMERICA CORP /DE/ 80,970 728,000 1.05%
18 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 80,000 719,000 1.04%
19 GAMCO INVESTORS, INC. ET AL 68,600 617,000 0.89%
20 Legal & General Group Plc 51,552 463,000 0.67%
21 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 48,900 440,000 0.64%
22 EAGLE GLOBAL ADVISORS LLC 38,347 345,000 0.50%
23 CS MCKEE LP 32,450 292,000 0.42%
24 Jacobus Wealth Management, Inc. 30,000 270,000 0.39%
25 JPMORGAN CHASE & CO 19,493 175,000 0.25%
26 Saba Capital Management, L.P. 18,000 162,000 0.23%
27 TFS CAPITAL LLC 17,450 157,000 0.23%
28 WELLS FARGO & COMPANY/MN 17,023 153,000 0.22%
29 TWO SIGMA ADVISERS, LP 16,752 151,000 0.22%
30 GOLDMAN SACHS GROUP INC 11,764 106,000 0.15%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,330 102,000 0.15%
32 BB&T SECURITIES, LLC 11,209 100,000 0.14%
33 LPL Financial LLC 10,838 96,000 0.14%
34 Hodges Capital Management Inc. 10,000 90,000 0.13%
35 CITIGROUP INC 8,606 77,000 0.11%
36 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 7,382 66,000 0.10%
37 Thomas J. Herzfeld Advisors, Inc. 2,018 18,000 0.03%
38 D.A. DAVIDSON & CO. 1,300 11,000 0.02%
39 DEUTSCHE BANK AG\ 780 7,000 0.01%
40 MANUFACTURERS LIFE INSURANCE COMPANY, THE 586 5,000 0.01%
41 BARCLAYS PLC 72 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.