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NATL PENN BANCSHARES INC
NATL PENN BANCSHARES INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 158 Institutional holders with a total value of $1,093,567,332.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WARBURG PINCUS LLC 18,882,172 197,319,000 18.04%
2 FMR LLC 13,899,194 145,246,000 13.28%
3 VANGUARD GROUP INC 7,457,223 77,928,000 7.13%
4 BlackRock Fund Advisors 6,520,595 68,140,000 6.23%
5 STATE STREET CORP 6,053,687 63,266,000 5.79%
6 DIMENSIONAL FUND ADVISORS LP 5,119,916 53,502,000 4.89%
7 DEPRINCE RACE & ZOLLO INC 3,585,616 37,470,000 3.43%
8 BlackRock Institutional Trust Company, N.A. 3,167,227 33,098,000 3.03%
9 PZENA INVESTMENT MANAGEMENT LLC 3,061,223 31,990,000 2.93%
10 CITADEL ADVISORS LLC 2,999,515 31,345,000 2.87%
11 NORTHERN TRUST CORP 2,485,179 25,971,000 2.37%
12 LMCG INVESTMENTS, LLC 2,428,625 25,379,000 2.32%
13 DIAMOND HILL CAPITAL MANAGEMENT INC 1,721,803 17,993,000 1.65%
14 Bank of New York Mellon Corp 1,570,526 16,412,000 1.50%
15 NORGES BANK 1,426,286 14,905,000 1.36%
16 TEACHERS ADVISORS, LLC 1,230,372 12,857,000 1.18%
17 NATIONAL PENN INVESTORS TRUST CO /PA 1,203,636 12,578,000 1.15%
18 NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATION 1,082,527 11,312,000 1.03%
19 RUSSELL FRANK CO/ 1,115,756 11,024,000 1.01%
20 DALTON GREINER HARTMAN MAHER & CO 945,882 9,884,000 0.90%
21 GEODE CAPITAL MANAGEMENT, LLC 717,255 7,495,000 0.69%
22 PRINCIPAL FINANCIAL GROUP INC 706,692 7,385,000 0.68%
23 BNP Paribas Asset Management Holding S.A. 697,851 7,293,000 0.67%
24 AMERIPRISE FINANCIAL INC 687,213 7,181,000 0.66%
25 PRUDENTIAL FINANCIAL INC 620,776 6,487,000 0.59%
26 STEVENS CAPITAL MANAGEMENT LP 610,207 6,377,000 0.58%
27 MILLENNIUM MANAGEMENT LLC 581,905 6,081,000 0.56%
28 TIAA CREF INVESTMENT MANAGEMENT LLC 550,780 5,756,000 0.53%
29 Brandywine Global Investment Management, LLC 516,701 5,400,000 0.49%
30 RENAISSANCE TECHNOLOGIES LLC 508,987 5,319,000 0.49%
31 EMERALD ADVISERS, LLC 498,610 5,210,000 0.48%
32 BlackRock Investment Management, LLC 461,630 4,824,000 0.44%
33 DEUTSCHE BANK AG\ 458,015 4,785,000 0.44%
34 Invesco Ltd. 409,143 4,276,000 0.39%
35 LSV ASSET MANAGEMENT 391,100 4,086,000 0.37%
36 Phocas Financial Corp. 376,039 3,930,000 0.36% SH
37 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 373,808 3,906,000 0.36%
38 JPMORGAN CHASE & CO 335,817 3,509,000 0.32%
39 FIRST TRUST ADVISORS LP 324,281 3,389,000 0.31%
40 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 310,724 3,306,000 0.30%
41 BANK OF AMERICA CORP /DE/ 309,348 3,232,000 0.30%
42 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 309,074 3,230,000 0.30%
43 MORGAN STANLEY 291,616 3,048,000 0.28%
44 COMERICA BANK 279,510 2,921,000 0.27%
45 AQR CAPITAL MANAGEMENT LLC 275,880 2,883,000 0.26%
46 GOLDMAN SACHS GROUP INC 274,025 2,864,000 0.26%
47 NEW YORK STATE COMMON RETIREMENT FUND 273,575 2,859,000 0.26%
48 PARAMETRIC PORTFOLIO ASSOCIATES LLC 257,849 2,695,000 0.25%
49 Vantage Investment Advisors, LLC 242,268 2,532,000 0.23%
50 TWO SIGMA INVESTMENTS, LP 240,730 2,515,000 0.23%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.