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NATL PENN BANCSHARES INC
NATL PENN BANCSHARES INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 173 Institutional holders with a total value of $1,158,406,201.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 10,564,718 119,170,000 10.29%
2 BlackRock Fund Advisors 8,085,036 91,199,000 7.87%
3 DIMENSIONAL FUND ADVISORS LP 6,552,713 73,915,000 6.38%
4 FMR LLC 5,576,600 62,904,000 5.43%
5 STATE STREET CORP 5,456,651 61,550,000 5.31%
6 Allianz Asset Management GmbH 3,559,734 40,155,000 3.47%
7 BlackRock Institutional Trust Company, N.A. 3,390,588 38,246,000 3.30%
8 DEPRINCE RACE & ZOLLO INC 2,980,408 33,619,000 2.90%
9 DIAMOND HILL CAPITAL MANAGEMENT INC 2,829,204 31,913,000 2.75%
10 NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATION 2,750,264 31,023,000 2.68%
11 PZENA INVESTMENT MANAGEMENT LLC 2,733,386 30,833,000 2.66%
12 NORTHERN TRUST CORP 2,699,727 30,453,000 2.63%
13 PRINCIPAL FINANCIAL GROUP INC 2,445,500 27,585,000 2.38%
14 PRUDENTIAL FINANCIAL INC 2,285,490 25,780,000 2.23%
15 NORGES BANK 2,244,286 25,316,000 2.19%
16 Bank of New York Mellon Corp 2,159,850 24,363,000 2.10%
17 LMCG INVESTMENTS, LLC 1,680,524 18,956,000 1.64%
18 GLENMEDE TRUST CO NA 1,664,159 18,771,000 1.62%
19 TEACHERS ADVISORS, LLC 1,631,947 18,408,000 1.59%
20 NATIONAL PENN INVESTORS TRUST CO /PA 1,507,266 17,002,000 1.47%
21 CITIGROUP INC 1,422,185 16,042,000 1.38%
22 RUSSELL FRANK CO/ 1,376,541 15,527,000 1.34%
23 DALTON GREINER HARTMAN MAHER & CO 1,334,813 15,057,000 1.30%
24 CITADEL ADVISORS LLC 1,308,076 14,755,000 1.27%
25 LSV ASSET MANAGEMENT 1,285,146 14,496,000 1.25%
26 BALYASNY ASSET MANAGEMENT L.P. 1,110,959 12,532,000 1.08%
27 AMERIPRISE FINANCIAL INC 1,019,784 11,503,000 0.99%
28 GEODE CAPITAL MANAGEMENT, LLC 987,514 11,139,000 0.96%
29 DEUTSCHE BANK AG\ 956,009 10,781,000 0.93%
30 KENNEDY CAPITAL MANAGEMENT LLC 803,613 9,065,000 0.78%
31 RENAISSANCE TECHNOLOGIES LLC 770,281 8,689,000 0.75%
32 COMERICA BANK 726,030 8,190,000 0.71%
33 MORGAN STANLEY 662,275 7,471,000 0.64%
34 MARSHALL WACE, LLP 650,499 7,338,000 0.63%
35 FIRST TRUST ADVISORS LP 650,311 7,336,000 0.63%
36 BlackRock Investment Management, LLC 574,244 6,477,000 0.56%
37 TIAA CREF INVESTMENT MANAGEMENT LLC 565,963 6,384,000 0.55%
38 Brandywine Global Investment Management, LLC 548,611 6,189,000 0.53%
39 Invesco Ltd. 545,058 6,148,000 0.53%
40 ROYAL BANK OF CANADA 498,501 5,622,000 0.49%
41 BNP Paribas Asset Management Holding S.A. 461,435 5,205,000 0.45%
42 TWO SIGMA INVESTMENTS, LP 433,019 4,884,000 0.42%
43 EMERALD ADVISERS, LLC 420,750 4,746,000 0.41%
44 BRYN MAWR CAPITAL MANAGEMENT INC 417,619 4,711,000 0.41%
45 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 400,468 4,518,000 0.39%
46 GOLDMAN SACHS GROUP INC 379,130 4,277,000 0.37%
47 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 378,308 4,267,000 0.37%
48 NEW YORK STATE COMMON RETIREMENT FUND 364,436 4,111,000 0.35%
49 Phocas Financial Corp. 354,037 3,994,000 0.34% SH
50 JPMORGAN CHASE & CO 343,436 3,874,000 0.33%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.