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NATL PENN BANCSHARES INC
NATL PENN BANCSHARES INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 177 Institutional holders with a total value of $1,187,130,767.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 10,280,801 120,799,000 10.18%
2 BlackRock Fund Advisors 8,187,250 96,200,000 8.10%
3 DIMENSIONAL FUND ADVISORS LP 6,597,491 77,521,000 6.53%
4 MORGAN STANLEY 5,359,505 62,974,000 5.30%
5 STATE STREET CORP 4,972,626 58,428,000 4.92%
6 Magnetar Financial LLC 3,686,461 43,316,000 3.65%
7 AQR ARBITRAGE LLC 3,642,465 42,799,000 3.61%
8 BlackRock Institutional Trust Company, N.A. 3,463,265 40,693,000 3.43%
9 FMR LLC 3,067,700 36,045,000 3.04%
10 NORTHERN TRUST CORP 2,858,114 33,582,000 2.83%
11 DIAMOND HILL CAPITAL MANAGEMENT INC 2,816,933 33,099,000 2.79%
12 NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATION 2,750,264 32,315,000 2.72%
13 PZENA INVESTMENT MANAGEMENT LLC 2,584,286 30,365,000 2.56%
14 Bank of New York Mellon Corp 2,365,290 27,793,000 2.34%
15 PRINCIPAL FINANCIAL GROUP INC 2,358,505 27,713,000 2.33%
16 NORGES BANK 2,194,286 25,783,000 2.17%
17 WATER ISLAND CAPITAL LLC 1,936,382 22,752,000 1.92%
18 TEACHERS ADVISORS, LLC 1,632,544 19,182,000 1.62%
19 NATIONAL PENN INVESTORS TRUST CO /PA 1,499,735 17,622,000 1.48%
20 RENAISSANCE TECHNOLOGIES LLC 1,478,281 17,370,000 1.46%
21 PRUDENTIAL FINANCIAL INC 1,450,390 17,042,000 1.44%
22 DALTON GREINER HARTMAN MAHER & CO 1,402,689 16,482,000 1.39%
23 LSV ASSET MANAGEMENT 1,378,806 16,200,000 1.36%
24 OMERS ADMINISTRATION Corp 1,320,300 15,514,000 1.31%
25 LMCG INVESTMENTS, LLC 1,310,052 15,393,000 1.30%
26 DEUTSCHE BANK AG\ 1,254,912 14,742,000 1.24%
27 AMERIPRISE FINANCIAL INC 1,091,286 12,823,000 1.08%
28 CITIGROUP INC 940,636 11,053,000 0.93%
29 GEODE CAPITAL MANAGEMENT, LLC 937,594 11,016,000 0.93%
30 KENNEDY CAPITAL MANAGEMENT LLC 800,508 9,406,000 0.79%
31 TUDOR INVESTMENT CORP ET AL 680,244 7,993,000 0.67%
32 GOLDMAN SACHS GROUP INC 623,732 7,329,000 0.62%
33 TIAA CREF INVESTMENT MANAGEMENT LLC 611,808 7,189,000 0.61%
34 BlackRock Investment Management, LLC 578,124 6,793,000 0.57%
35 Grantham, Mayo, Van Otterloo & Co. LLC 527,723 6,201,000 0.52%
36 TWO SIGMA INVESTMENTS, LP 525,895 6,179,000 0.52%
37 Invesco Ltd. 461,801 5,427,000 0.46%
38 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 441,377 5,187,000 0.44%
39 Alberta Investment Management Corp 400,000 4,700,000 0.40%
40 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 382,449 4,494,000 0.38%
41 Phocas Financial Corp. 380,017 4,465,000 0.38% SH
42 UBS Group AG 356,764 4,192,000 0.35%
43 FIRST TRUST ADVISORS LP 352,595 4,143,000 0.35%
44 PARAMETRIC PORTFOLIO ASSOCIATES LLC 325,096 3,820,000 0.32%
45 JPMORGAN CHASE & CO 268,031 3,149,000 0.27%
46 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 267,947 3,148,000 0.27%
47 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 255,476 3,002,000 0.25%
48 CITADEL ADVISORS LLC 251,881 2,959,000 0.25%
49 ALLIANCEBERNSTEIN L.P. 232,257 2,729,000 0.23%
50 Visium Asset Management, LP 224,495 2,638,000 0.22%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.