Dark
Light
System
Security
NATL PENN BANCSHARES INC
NATL PENN BANCSHARES INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 177 Institutional holders with a total value of $1,222,623,295.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 10,608,445 130,803,000 10.70%
2 BlackRock Fund Advisors 8,749,870 107,886,000 8.82%
3 DIMENSIONAL FUND ADVISORS LP 6,597,491 81,348,000 6.65%
4 MORGAN STANLEY 6,243,436 76,982,000 6.30%
5 AQR ARBITRAGE LLC 3,716,227 45,821,000 3.75%
6 STATE STREET CORP 3,682,800 45,408,000 3.71%
7 Magnetar Financial LLC 3,605,083 44,451,000 3.64%
8 BlackRock Institutional Trust Company, N.A. 3,551,346 43,788,000 3.58%
9 NORTHERN TRUST CORP 2,844,857 35,077,000 2.87%
10 NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATION 2,750,264 33,910,000 2.77%
11 DIAMOND HILL CAPITAL MANAGEMENT INC 2,681,398 33,062,000 2.70%
12 WATER ISLAND CAPITAL LLC 2,644,126 32,602,000 2.67%
13 PZENA INVESTMENT MANAGEMENT LLC 2,549,492 31,435,000 2.57%
14 PRINCIPAL FINANCIAL GROUP INC 2,348,581 28,958,000 2.37%
15 Bank of New York Mellon Corp 2,283,120 28,150,000 2.30%
16 NORGES BANK 2,194,286 27,056,000 2.21%
17 RENAISSANCE TECHNOLOGIES LLC 1,848,671 22,794,000 1.86%
18 CITIGROUP INC 1,726,659 21,290,000 1.74%
19 TEACHERS ADVISORS, LLC 1,652,536 20,376,000 1.67%
20 CHICAGO CAPITAL MANAGEMENT, LLC 1,527,029 18,828,000 1.54%
21 NATIONAL PENN INVESTORS TRUST CO /PA 1,503,013 18,532,000 1.52%
22 DALTON GREINER HARTMAN MAHER & CO 1,454,168 17,930,000 1.47%
23 PRUDENTIAL FINANCIAL INC 1,416,590 17,467,000 1.43%
24 OMERS ADMINISTRATION Corp 1,213,291 14,960,000 1.22%
25 GOLDMAN SACHS GROUP INC 1,189,299 14,664,000 1.20%
26 AMERIPRISE FINANCIAL INC 1,100,061 13,564,000 1.11%
27 DEUTSCHE BANK AG\ 1,073,096 13,228,000 1.08%
28 TUDOR INVESTMENT CORP ET AL 1,061,387 13,087,000 1.07%
29 GEODE CAPITAL MANAGEMENT, LLC 953,341 11,754,000 0.96%
30 KENNEDY CAPITAL MANAGEMENT LLC 796,921 9,826,000 0.80%
31 TIAA CREF INVESTMENT MANAGEMENT LLC 596,303 7,352,000 0.60%
32 BlackRock Investment Management, LLC 580,239 7,154,000 0.59%
33 TWO SIGMA INVESTMENTS, LP 470,850 5,806,000 0.47%
34 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 453,487 5,592,000 0.46%
35 Phocas Financial Corp. 414,666 5,113,000 0.42% SH
36 LONGFELLOW INVESTMENT MANAGEMENT CO LLC 407,210 5,021,000 0.41%
37 Alberta Investment Management Corp 404,002 4,981,000 0.41%
38 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 382,449 4,716,000 0.39%
39 UBS Group AG 336,766 4,152,000 0.34%
40 Invesco Ltd. 309,809 3,820,000 0.31%
41 Polar Asset Management Partners Inc. 300,000 3,699,000 0.30%
42 PARAMETRIC PORTFOLIO ASSOCIATES LLC 274,450 3,384,000 0.28%
43 JPMORGAN CHASE & CO 268,542 3,312,000 0.27%
44 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 259,596 3,201,000 0.26%
45 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 259,647 3,201,000 0.26%
46 RHUMBLINE ADVISERS 227,250 2,802,000 0.23%
47 ALLIANCEBERNSTEIN L.P. 232,257 2,729,000 0.22%
48 SUSQUEHANNA INTERNATIONAL GROUP, LLP 214,623 2,646,000 0.22%
49 CAPSTONE INVESTMENT ADVISORS, LLC 200,000 2,466,000 0.20%
50 HUSSMAN STRATEGIC ADVISORS, INC. 200,000 2,466,000 0.20%
Page 1 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.