Dark
Light
System
Security
NATL PENN BANCSHARES INC
NATL PENN BANCSHARES INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 153 Institutional holders with a total value of $1,132,476,721.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WARBURG PINCUS LLC 18,882,172 199,773,000 17.64%
2 FMR LLC 13,899,194 147,053,000 12.99%
3 VANGUARD GROUP INC 7,974,487 84,370,000 7.45%
4 BlackRock Fund Advisors 6,120,891 64,759,000 5.72%
5 STATE STREET CORP 6,044,269 63,951,000 5.65%
6 DIMENSIONAL FUND ADVISORS LP 5,482,292 58,003,000 5.12%
7 DEPRINCE RACE & ZOLLO INC 3,800,969 40,214,000 3.55%
8 BlackRock Institutional Trust Company, N.A. 3,121,141 33,022,000 2.92%
9 Allianz Asset Management GmbH 2,990,187 31,636,000 2.79%
10 PZENA INVESTMENT MANAGEMENT LLC 2,972,929 31,454,000 2.78%
11 NORTHERN TRUST CORP 2,352,395 24,888,000 2.20%
12 LMCG INVESTMENTS, LLC 2,326,068 24,610,000 2.17%
13 DIAMOND HILL CAPITAL MANAGEMENT INC 1,881,698 19,908,000 1.76%
14 NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATION 1,647,990 17,436,000 1.54%
15 Bank of New York Mellon Corp 1,598,377 16,911,000 1.49%
16 RUSSELL FRANK CO/ 1,496,124 15,432,000 1.36%
17 CITADEL ADVISORS LLC 1,446,557 15,305,000 1.35%
18 NORGES BANK 1,426,286 15,090,000 1.33%
19 TEACHERS ADVISORS, LLC 1,267,194 13,407,000 1.18%
20 NATIONAL PENN INVESTORS TRUST CO /PA 1,204,407 12,743,000 1.13%
21 DALTON GREINER HARTMAN MAHER & CO 999,806 10,578,000 0.93%
22 CITIGROUP INC 995,185 10,529,000 0.93%
23 AMERIPRISE FINANCIAL INC 717,483 7,591,000 0.67%
24 PRINCIPAL FINANCIAL GROUP INC 704,130 7,450,000 0.66%
25 BNP Paribas Asset Management Holding S.A. 672,964 7,120,000 0.63%
26 GEODE CAPITAL MANAGEMENT, LLC 567,183 6,000,000 0.53%
27 FIRST TRUST ADVISORS LP 562,724 5,954,000 0.53%
28 TIAA CREF INVESTMENT MANAGEMENT LLC 543,381 5,749,000 0.51%
29 STEVENS CAPITAL MANAGEMENT LP 521,872 5,521,000 0.49%
30 PRUDENTIAL FINANCIAL INC 499,512 5,285,000 0.47%
31 EMERALD ADVISERS, LLC 498,610 5,275,000 0.47%
32 Brandywine Global Investment Management, LLC 479,301 5,072,000 0.45%
33 RENAISSANCE TECHNOLOGIES LLC 463,420 4,903,000 0.43%
34 Phocas Financial Corp. 436,448 4,618,000 0.41% SH
35 BlackRock Investment Management, LLC 428,327 4,532,000 0.40%
36 Invesco Ltd. 416,675 4,409,000 0.39%
37 LSV ASSET MANAGEMENT 391,100 4,137,000 0.37%
38 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 373,808 3,955,000 0.35%
39 DEUTSCHE BANK AG\ 359,632 3,803,000 0.34%
40 BALYASNY ASSET MANAGEMENT L.P. 357,400 3,781,000 0.33%
41 JPMORGAN CHASE & CO 336,479 3,559,000 0.31%
42 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 314,275 3,326,000 0.29%
43 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 292,724 3,097,000 0.27%
44 COMERICA BANK 290,758 3,076,000 0.27%
45 NEW YORK STATE COMMON RETIREMENT FUND 273,575 2,894,000 0.26%
46 PUBLIC SECTOR PENSION INVESTMENT BOARD 244,336 2,585,000 0.23%
47 Vantage Investment Advisors, LLC 242,326 2,564,000 0.23%
48 GOLDMAN SACHS GROUP INC 239,889 2,538,000 0.22%
49 ALLIANCEBERNSTEIN L.P. 238,587 2,524,000 0.22%
50 LOS ANGELES CAPITAL MANAGEMENT LLC 231,365 2,448,000 0.22%
Page 1 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.