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NATL PENN BANCSHARES INC
NATL PENN BANCSHARES INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 168 Institutional holders with a total value of $1,086,002,426.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 9,771,941 105,243,000 9.69%
2 BlackRock Fund Advisors 7,805,920 84,070,000 7.74%
3 FMR LLC 7,676,600 82,677,000 7.61%
4 DIMENSIONAL FUND ADVISORS LP 6,275,931 67,592,000 6.22%
5 STATE STREET CORP 4,482,941 48,281,000 4.45%
6 Allianz Asset Management GmbH 3,590,498 38,670,000 3.56%
7 DEPRINCE RACE & ZOLLO INC 3,442,054 37,071,000 3.41%
8 BlackRock Institutional Trust Company, N.A. 3,284,936 35,379,000 3.26%
9 JPMORGAN CHASE & CO 2,835,329 30,537,000 2.81%
10 CITADEL ADVISORS LLC 2,794,703 30,099,000 2.77%
11 NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATION 2,750,264 29,621,000 2.73%
12 PZENA INVESTMENT MANAGEMENT LLC 2,709,611 29,183,000 2.69%
13 DIAMOND HILL CAPITAL MANAGEMENT INC 2,628,049 28,304,000 2.61%
14 NORTHERN TRUST CORP 2,513,644 27,072,000 2.49%
15 PRINCIPAL FINANCIAL GROUP INC 2,356,930 25,384,000 2.34%
16 NORGES BANK 2,244,286 24,171,000 2.23%
17 Bank of New York Mellon Corp 2,088,243 22,489,000 2.07%
18 LMCG INVESTMENTS, LLC 1,658,790 17,866,000 1.65%
19 PRUDENTIAL FINANCIAL INC 1,564,390 16,848,000 1.55%
20 TEACHERS ADVISORS, LLC 1,547,633 16,668,000 1.53%
21 AMERIPRISE FINANCIAL INC 1,402,551 15,106,000 1.39%
22 RUSSELL FRANK CO/ 1,388,816 14,958,000 1.38%
23 CITIGROUP INC 1,378,163 14,843,000 1.37%
24 NATIONAL PENN INVESTORS TRUST CO /PA 1,171,208 12,614,000 1.16%
25 DALTON GREINER HARTMAN MAHER & CO 1,093,809 11,780,000 1.08%
26 BALYASNY ASSET MANAGEMENT L.P. 975,413 10,505,000 0.97%
27 DEUTSCHE BANK AG\ 927,660 9,988,000 0.92%
28 MORGAN STANLEY 862,241 9,287,000 0.86%
29 FIRST TRUST ADVISORS LP 811,196 8,737,000 0.80%
30 GEODE CAPITAL MANAGEMENT, LLC 810,509 8,729,000 0.80%
31 KENNEDY CAPITAL MANAGEMENT LLC 808,804 8,711,000 0.80%
32 Brandywine Global Investment Management, LLC 548,611 5,909,000 0.54%
33 MARSHALL WACE, LLP 535,670 5,769,000 0.53%
34 TIAA CREF INVESTMENT MANAGEMENT LLC 507,226 5,463,000 0.50%
35 Invesco Ltd. 501,593 5,402,000 0.50%
36 BlackRock Investment Management, LLC 467,728 5,037,000 0.46%
37 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 436,196 4,698,000 0.43%
38 Vantage Investment Advisors, LLC 430,401 4,635,000 0.43%
39 BNP Paribas Asset Management Holding S.A. 422,249 4,548,000 0.42%
40 EMERALD ADVISERS, LLC 421,350 4,496,000 0.41%
41 RENAISSANCE TECHNOLOGIES LLC 410,026 4,416,000 0.41%
42 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 378,308 4,074,000 0.38%
43 LSV ASSET MANAGEMENT 374,700 4,035,000 0.37%
44 ROYAL BANK OF CANADA 369,004 3,974,000 0.37%
45 Phocas Financial Corp. 366,355 3,946,000 0.36% SH
46 GOLDMAN SACHS GROUP INC 329,405 3,548,000 0.33%
47 GUGGENHEIM CAPITAL LLC 307,519 3,312,000 0.30%
48 MILLENNIUM MANAGEMENT LLC 294,602 3,173,000 0.29%
49 COMERICA BANK 281,770 3,035,000 0.28%
50 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 299,969 3,006,000 0.28%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.