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ASSEMBLY BIOSCIENCES INC
ASSEMBLY BIOSCIENCES INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 45 Institutional holders with a total value of $57,582,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tower Research Capital LLC (TRC) 37 0 0.00%
2 BlackRock Finance, Inc. 225 1,000 0.00%
3 BANK OF AMERICA CORP /DE/ 400 2,000 0.00%
4 WELLS FARGO & COMPANY/MN 2,278 11,000 0.02%
5 MORGAN STANLEY 3,631 19,000 0.03%
6 BLACKROCK ADVISORS LLC 6,405 32,000 0.06%
7 MANUFACTURERS LIFE INSURANCE COMPANY, THE 6,572 32,000 0.06%
8 AMERICAN INTERNATIONAL GROUP, INC. 8,402 42,000 0.07%
9 Nationwide Fund Advisors 9,112 46,000 0.08%
10 CREDIT SUISSE AG/ 10,457 52,000 0.09%
11 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 11,240 56,000 0.10%
12 CITIGROUP INC 11,838 59,000 0.10%
13 NEW YORK STATE COMMON RETIREMENT FUND 13,100 66,000 0.11%
14 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 13,328 67,000 0.12%
15 RHUMBLINE ADVISERS 14,209 71,000 0.12%
16 DEUTSCHE BANK AG\ 14,790 73,000 0.13%
17 B. Riley Wealth Advisors, Inc. 19,757 99,000 0.17%
18 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 20,668 104,000 0.18%
19 TEACHERS ADVISORS, LLC 21,201 106,000 0.18%
20 CAXTON CORP 22,185 111,000 0.19%
21 D. E. Shaw & Co., Inc. 24,928 125,000 0.22%
22 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 30,786 155,000 0.27%
23 RENAISSANCE TECHNOLOGIES LLC 31,800 160,000 0.28%
24 BLAIR WILLIAM & CO/IL 40,850 205,000 0.36%
25 DIMENSIONAL FUND ADVISORS LP 41,459 208,000 0.36%
26 Bank of New York Mellon Corp 45,829 230,000 0.40%
27 TIAA CREF INVESTMENT MANAGEMENT LLC 48,976 246,000 0.43%
28 JACOBS LEVY EQUITY MANAGEMENT, INC 51,282 257,000 0.45%
29 BlackRock Investment Management, LLC 52,755 265,000 0.46%
30 DIALECTIC CAPITAL MANAGEMENT, LP 56,862 286,000 0.50%
31 GEODE CAPITAL MANAGEMENT, LLC 87,719 440,000 0.76%
32 STATE STREET CORP 158,273 799,000 1.39%
33 NORTHERN TRUST CORP 175,269 880,000 1.53%
34 BAKER BROS. ADVISORS LP 250,000 1,255,000 2.18%
35 MILLENNIUM MANAGEMENT LLC 334,732 1,680,000 2.92%
36 BlackRock Institutional Trust Company, N.A. 364,467 1,830,000 3.18%
37 PUTNAM INVESTMENTS LLC 370,000 1,857,000 3.22%
38 BlackRock Fund Advisors 381,422 1,915,000 3.33%
39 Rock Springs Capital Management LP 390,000 1,958,000 3.40%
40 VANGUARD GROUP INC 471,134 2,365,000 4.11%
41 QVT Financial LP 740,700 3,049,000 5.30%
42 ORBIMED ADVISORS LLC 1,397,100 7,013,000 12.18%
43 Visium Asset Management, LP 1,709,992 8,584,000 14.91%
44 JENNISON ASSOCIATES LLC 2,039,505 10,238,000 17.78%
45 EcoR1 Capital, LLC 2,098,302 10,533,000 18.29%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.