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ASSEMBLY BIOSCIENCES INC
ASSEMBLY BIOSCIENCES INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 42 Institutional holders with a total value of $57,468,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 EcoR1 Capital, LLC 2,943,164 16,335,000 28.42%
2 JENNISON ASSOCIATES LLC 2,037,542 11,308,000 19.68%
3 ORBIMED ADVISORS LLC 1,397,100 7,754,000 13.49%
4 QVT Financial LP 807,601 3,740,000 6.51%
5 VANGUARD GROUP INC 434,374 2,411,000 4.20%
6 MILLENNIUM MANAGEMENT LLC 425,943 2,364,000 4.11%
7 Rock Springs Capital Management LP 390,000 2,165,000 3.77%
8 PUTNAM INVESTMENTS LLC 370,000 2,054,000 3.57%
9 BlackRock Institutional Trust Company, N.A. 265,583 1,474,000 2.56%
10 Avoro Capital Advisors LLC 260,982 1,448,000 2.52%
11 BAKER BROS. ADVISORS LP 250,000 1,388,000 2.42%
12 ACUTA CAPITAL PARTNERS, LLC 225,444 1,251,000 2.18%
13 SABBY MANAGEMENT, LLC 90,362 502,000 0.87%
14 GEODE CAPITAL MANAGEMENT, LLC 72,309 401,000 0.70%
15 Paloma Partners Management Co 56,603 314,000 0.55%
16 CREDIT SUISSE AG/ 49,188 273,000 0.48%
17 JACOBS LEVY EQUITY MANAGEMENT, INC 47,582 264,000 0.46%
18 DIMENSIONAL FUND ADVISORS LP 41,459 230,000 0.40%
19 BLAIR WILLIAM & CO/IL 40,850 227,000 0.40%
20 NORTHERN TRUST CORP 39,550 220,000 0.38%
21 DIALECTIC CAPITAL MANAGEMENT, LP 39,512 219,000 0.38%
22 BlackRock Fund Advisors 38,695 215,000 0.37%
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 24,525 136,000 0.24%
24 GOLDMAN SACHS GROUP INC 24,415 136,000 0.24%
25 B. Riley Wealth Advisors, Inc. 22,714 127,000 0.22%
26 DEUTSCHE BANK AG\ 16,574 91,000 0.16%
27 LMR Partners LLP 15,663 87,000 0.15%
28 Bank of New York Mellon Corp 15,135 84,000 0.15%
29 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 11,240 62,000 0.11%
30 PARAMETRIC PORTFOLIO ASSOCIATES LLC 10,026 56,000 0.10%
31 BANK OF AMERICA CORP /DE/ 5,178 29,000 0.05%
32 MORGAN STANLEY 4,641 26,000 0.05%
33 BARCLAYS PLC 3,579 20,000 0.03%
34 BLACKROCK ADVISORS LLC 2,704 15,000 0.03%
35 BlackRock Investment Management, LLC 2,458 14,000 0.02%
36 JPMORGAN CHASE & CO 1,165 7,000 0.01%
37 Tower Research Capital LLC (TRC) 1,178 7,000 0.01%
38 PRELUDE CAPITAL MANAGEMENT, LLC 900 5,000 0.01%
39 UBS Group AG 791 4,000 0.01%
40 THOMPSON DAVIS & CO., INC. 500 3,000 0.01%
41 Creative Planning 400 2,000 0.00%
42 MANUFACTURERS LIFE INSURANCE COMPANY, THE 72 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.