| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 782,789 | 10,983,000 | 19.33% | ||
| 2 | Saba Capital Management, L.P. | 733,003 | 10,284,000 | 18.10% | ||
| 3 | THIRD AVENUE MANAGEMENT LLC | 345,156 | 4,843,000 | 8.52% | ||
| 4 | MORGAN STANLEY | 278,991 | 3,915,000 | 6.89% | ||
| 5 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 260,855 | 3,674,000 | 6.47% | ||
| 6 | MARINER INVESTMENT GROUP LLC | 219,465 | 3,079,000 | 5.42% | ||
| 7 | GUGGENHEIM CAPITAL LLC | 201,611 | 2,829,000 | 4.98% | ||
| 8 | CORNERSTONE ADVISORS INC | 185,243 | 2,599,000 | 4.57% | ||
| 9 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 171,172 | 2,402,000 | 4.23% | ||
| 10 | BNP PARIBAS FINANCIAL MARKETS | 157,953 | 2,216,081 | 3.90% | ||
| 11 | Carlson Capital, L.P. | 153,333 | 2,151,000 | 3.79% | ||
| 12 | Invesco Ltd. | 145,659 | 2,044,000 | 3.60% | ||
| 13 | WELLS FARGO & COMPANY/MN | 109,487 | 1,536,000 | 2.70% | ||
| 14 | CSS LLC/IL | 45,196 | 634,000 | 1.12% | ||
| 15 | Capital Investment Advisors, LLC | 42,836 | 601,000 | 1.06% | ||
| 16 | CITIGROUP INC | 39,395 | 553,000 | 0.97% | ||
| 17 | AQR CAPITAL MANAGEMENT LLC | 28,804 | 404,000 | 0.71% | ||
| 18 | ROYAL BANK OF CANADA | 18,507 | 259,000 | 0.46% | ||
| 19 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 15,061 | 211,000 | 0.37% | ||
| 20 | OPPENHEIMER & CO INC | 14,073 | 197,000 | 0.35% | ||
| 21 | AMERICAN INTERNATIONAL GROUP, INC. | 14,029 | 196,827 | 0.35% | ||
| 22 | STIFEL FINANCIAL CORP | 13,687 | 192,000 | 0.34% | ||
| 23 | SG Americas Securities, LLC | 13,182 | 185,000 | 0.33% | ||
| 24 | Kamunting Street Capital Management, L.P. | 12,374 | 174,000 | 0.31% | ||
| 25 | Commonwealth Equity Services, Inc | 12,079 | 169,000 | 0.30% | ||
| 26 | BANK OF AMERICA CORP /DE/ | 11,865 | 166,000 | 0.29% | ||
| 27 | LPL Financial LLC | 10,601 | 149,000 | 0.26% | ||
| 28 | UBS Group AG | 4,486 | 63,000 | 0.11% | ||
| 29 | BANK OF MONTREAL /CAN/ | 2,002 | 28,000 | 0.05% | ||
| 30 | MSI Financial Services Inc | 1,955 | 27,000 | 0.05% | ||
| 31 | Stratos Wealth Partners, LTD. | 1,307 | 18,337 | 0.03% | ||
| 32 | WFG Advisors, LP | 1,300 | 18,000 | 0.03% | ||
| 33 | Tower Research Capital LLC (TRC) | 713 | 10,000 | 0.02% | ||
| 34 | D.A. DAVIDSON & CO. | 676 | 9,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
