| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 1,108,614 | 15,920,000 | 23.50% | ||
| 2 | Saba Capital Management, L.P. | 1,045,218 | 15,009,000 | 22.16% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 499,065 | 7,167,000 | 10.58% | ||
| 4 | THIRD AVENUE MANAGEMENT LLC | 309,656 | 4,447,000 | 6.57% | ||
| 5 | MORGAN STANLEY | 282,607 | 4,058,000 | 5.99% | ||
| 6 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 230,052 | 3,305,000 | 4.88% | ||
| 7 | MARINER INVESTMENT GROUP LLC | 204,533 | 2,937,000 | 4.34% | ||
| 8 | Carlson Capital, L.P. | 199,333 | 2,862,000 | 4.23% | ||
| 9 | GUGGENHEIM CAPITAL LLC | 154,986 | 2,225,000 | 3.29% | ||
| 10 | CORNERSTONE ADVISORS INC | 142,970 | 2,053,000 | 3.03% | ||
| 11 | Invesco Ltd. | 142,753 | 2,050,000 | 3.03% | ||
| 12 | WELLS FARGO & COMPANY/MN | 106,395 | 1,528,000 | 2.26% | ||
| 13 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 80,736 | 1,159,000 | 1.71% | ||
| 14 | CSS LLC/IL | 45,196 | 649,000 | 0.96% | ||
| 15 | Capital Investment Advisors, LLC | 50,871 | 615,000 | 0.91% | ||
| 16 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 16,744 | 241,000 | 0.36% | ||
| 17 | ROYAL BANK OF CANADA | 15,864 | 228,000 | 0.34% | ||
| 18 | STIFEL FINANCIAL CORP | 14,349 | 206,000 | 0.30% | ||
| 19 | OPPENHEIMER & CO INC | 14,073 | 202,000 | 0.30% | ||
| 20 | AMERICAN INTERNATIONAL GROUP, INC. | 14,029 | 201,456 | 0.30% | ||
| 21 | LPL Financial LLC | 12,785 | 183,000 | 0.27% | ||
| 22 | BANK OF AMERICA CORP /DE/ | 12,682 | 182,000 | 0.27% | ||
| 23 | Commonwealth Equity Services, Inc | 11,454 | 164,000 | 0.24% | ||
| 24 | UBS Group AG | 2,592 | 37,000 | 0.05% | ||
| 25 | PNC FINANCIAL SERVICES GROUP, INC. | 2,248 | 32,000 | 0.05% | ||
| 26 | MSI Financial Services Inc | 1,955 | 28,000 | 0.04% | ||
| 27 | WFG Advisors, LP | 1,000 | 14,000 | 0.02% | ||
| 28 | Tower Research Capital LLC (TRC) | 636 | 9,000 | 0.01% | ||
| 29 | CITIGROUP INC | 600 | 9,000 | 0.01% | ||
| 30 | D.A. DAVIDSON & CO. | 676 | 9,000 | 0.01% | ||
| 31 | TAYLOR WEALTH MANAGEMENT PARTNERS | 81 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
