| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 1,878,803 | 24,537,000 | 32.79% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 902,724 | 11,790,000 | 15.76% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 499,065 | 6,518,000 | 8.71% | ||
| 4 | DESCHUTES PORTFOLIO STRATEGY, LLC | 317,505 | 4,147,000 | 5.54% | ||
| 5 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 282,052 | 3,651,000 | 4.88% | ||
| 6 | State of New Jersey Common Pension Fund D | 220,000 | 2,873,000 | 3.84% | ||
| 7 | ICON ADVISERS INC/CO | 169,322 | 2,211,000 | 2.95% | ||
| 8 | MORGAN STANLEY | 162,363 | 2,120,000 | 2.83% | ||
| 9 | RELATIVE VALUE PARTNERS GROUP, LLC | 158,205 | 2,066,000 | 2.76% | ||
| 10 | MARINER INVESTMENT GROUP LLC | 124,823 | 1,630,000 | 2.18% | ||
| 11 | Advisors Asset Management, Inc. | 117,782 | 1,538,000 | 2.06% | ||
| 12 | Invesco Ltd. | 110,417 | 1,442,000 | 1.93% | ||
| 13 | WELLS FARGO & COMPANY/MN | 109,405 | 1,429,000 | 1.91% | ||
| 14 | GUGGENHEIM CAPITAL LLC | 105,094 | 1,372,000 | 1.83% | ||
| 15 | Carlson Capital, L.P. | 100,033 | 1,306,000 | 1.75% | ||
| 16 | RAYMOND JAMES & ASSOCIATES | 94,825 | 1,238,000 | 1.65% | ||
| 17 | DOLIVER ADVISORS, LP | 61,332 | 801,000 | 1.07% | ||
| 18 | CSS LLC/IL | 45,196 | 590,000 | 0.79% | ||
| 19 | BANK OF AMERICA CORP /DE/ | 43,178 | 564,000 | 0.75% | ||
| 20 | Capital Investment Advisors, LLC | 41,081 | 537,000 | 0.72% | ||
| 21 | SG Americas Securities, LLC | 40,998 | 535,000 | 0.71% | ||
| 22 | LPL Financial LLC | 23,954 | 310,000 | 0.41% | ||
| 23 | Eos Management, L.P. | 20,086 | 262,000 | 0.35% | ||
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 15,926 | 208,000 | 0.28% | ||
| 25 | ROYAL BANK OF CANADA | 15,392 | 201,000 | 0.27% | ||
| 26 | AMERICAN INTERNATIONAL GROUP, INC. | 13,890 | 181,000 | 0.24% | ||
| 27 | STIFEL FINANCIAL CORP | 13,522 | 177,000 | 0.24% | ||
| 28 | Commonwealth Equity Services, Inc | 12,554 | 164,000 | 0.22% | ||
| 29 | M Holdings Securities, Inc. | 10,179 | 133,000 | 0.18% | ||
| 30 | CITIGROUP INC | 7,608 | 99,000 | 0.13% | ||
| 31 | MSI Financial Services Inc | 3,393 | 44,000 | 0.06% | ||
| 32 | UBS Group AG | 2,872 | 38,000 | 0.05% | ||
| 33 | PNC FINANCIAL SERVICES GROUP, INC. | 2,293 | 30,000 | 0.04% | ||
| 34 | Creative Planning | 1,902 | 25,000 | 0.03% | ||
| 35 | IFP ADVISORS, INC | 1,670 | 22,000 | 0.03% | ||
| 36 | ALLEGIS INVESTMENT ADVISORS, LLC | 1,026 | 13,000 | 0.02% | ||
| 37 | WFG Advisors, LP | 1,000 | 13,000 | 0.02% | ||
| 38 | INTEGRATED WEALTH MANAGEMENT | 500 | 7,000 | 0.01% | ||
| 39 | BRONFMAN E.L. ROTHSCHILD, L.P. | 279 | 4,000 | 0.01% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
