| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 2,017,035 | 27,432,000 | 27.95% | ||
| 2 | Bulldog Investors, LLP | 1,246,289 | 16,949,000 | 17.27% | ||
| 3 | SIT INVESTMENT ASSOCIATES INC | 788,197 | 10,719,000 | 10.92% | ||
| 4 | RELATIVE VALUE PARTNERS GROUP, LLC | 530,086 | 7,177,000 | 7.31% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 499,065 | 6,787,000 | 6.91% | ||
| 6 | RAYMOND JAMES & ASSOCIATES | 427,475 | 5,814,000 | 5.92% | ||
| 7 | State of New Jersey Common Pension Fund D | 295,000 | 4,012,000 | 4.09% | ||
| 8 | DESCHUTES PORTFOLIO STRATEGY, LLC | 190,947 | 2,597,000 | 2.65% | ||
| 9 | WELLS FARGO & COMPANY/MN | 147,342 | 2,004,000 | 2.04% | ||
| 10 | Invesco Ltd. | 138,064 | 1,878,000 | 1.91% | ||
| 11 | MARINER INVESTMENT GROUP LLC | 124,823 | 1,698,000 | 1.73% | ||
| 12 | GUGGENHEIM CAPITAL LLC | 114,227 | 1,554,000 | 1.58% | ||
| 13 | CITIGROUP INC | 100,802 | 1,371,000 | 1.40% | ||
| 14 | Carlson Capital, L.P. | 100,033 | 1,360,000 | 1.39% | ||
| 15 | ICON ADVISERS INC/CO | 89,870 | 1,222,000 | 1.25% | ||
| 16 | MORGAN STANLEY | 86,425 | 1,175,000 | 1.20% | ||
| 17 | Advisors Asset Management, Inc. | 63,023 | 857,000 | 0.87% | ||
| 18 | DOLIVER ADVISORS, LP | 61,021 | 831,000 | 0.85% | ||
| 19 | CSS LLC/IL | 45,196 | 615,000 | 0.63% | ||
| 20 | BANK OF AMERICA CORP /DE/ | 27,024 | 368,000 | 0.37% | ||
| 21 | Capital Investment Advisors, LLC | 26,737 | 364,000 | 0.37% | ||
| 22 | ROYAL BANK OF CANADA | 15,460 | 211,000 | 0.21% | ||
| 23 | STIFEL FINANCIAL CORP | 14,787 | 201,000 | 0.20% | ||
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 13,863 | 189,000 | 0.19% | ||
| 25 | ADVISOR GROUP, INC. | 12,158 | 165,000 | 0.17% | ||
| 26 | LPL Financial LLC | 11,846 | 162,000 | 0.17% | ||
| 27 | UBS Group AG | 11,626 | 158,000 | 0.16% | ||
| 28 | Commonwealth Equity Services, Inc | 11,556 | 157,000 | 0.16% | ||
| 29 | PNC FINANCIAL SERVICES GROUP, INC. | 2,318 | 32,000 | 0.03% | ||
| 30 | Creative Planning | 1,902 | 26,000 | 0.03% | ||
| 31 | MSI Financial Services Inc | 1,798 | 24,000 | 0.02% | ||
| 32 | WFG Advisors, LP | 800 | 11,000 | 0.01% | ||
| 33 | BRONFMAN E.L. ROTHSCHILD, L.P. | 698 | 9,000 | 0.01% | PRN | |
| 34 | WEALTHPLAN PARTNERS, LLC | 1,134 | 7,719 | 0.01% | ||
| 35 | INTEGRATED WEALTH MANAGEMENT | 500 | 7,000 | 0.01% | ||
| 36 | IFP ADVISORS, INC | 185 | 3,000 | 0.00% | ||
| 37 | PENSERRA CAPITAL MANAGEMENT LLC | 163 | 2,000 | 0.00% | ||
| 38 | WOLVERINE TRADING LP /BD | 34 | 462 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
