| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 1,513,356 | 22,095,000 | 28.09% | ||
| 2 | Saba Capital Management, L.P. | 1,484,594 | 21,675,000 | 27.55% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 499,065 | 7,286,000 | 9.26% | ||
| 4 | THIRD AVENUE MANAGEMENT LLC | 309,656 | 4,521,000 | 5.75% | ||
| 5 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 282,052 | 4,121,000 | 5.24% | ||
| 6 | MORGAN STANLEY | 218,313 | 3,188,000 | 4.05% | ||
| 7 | Carlson Capital, L.P. | 199,333 | 2,910,000 | 3.70% | ||
| 8 | Advisors Asset Management, Inc. | 176,952 | 2,583,000 | 3.28% | ||
| 9 | Invesco Ltd. | 132,190 | 1,930,000 | 2.45% | ||
| 10 | GUGGENHEIM CAPITAL LLC | 130,577 | 1,906,000 | 2.42% | ||
| 11 | WELLS FARGO & COMPANY/MN | 106,415 | 1,554,000 | 1.98% | ||
| 12 | CORNERSTONE ADVISORS INC | 87,665 | 1,280,000 | 1.63% | ||
| 13 | CSS LLC/IL | 45,196 | 660,000 | 0.84% | ||
| 14 | Capital Investment Advisors, LLC | 42,836 | 625,000 | 0.79% | ||
| 15 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 32,868 | 480,000 | 0.61% | ||
| 16 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 16,751 | 245,000 | 0.31% | ||
| 17 | RELATIVE VALUE PARTNERS GROUP, LLC | 16,125 | 235,000 | 0.30% | ||
| 18 | STIFEL FINANCIAL CORP | 14,965 | 218,000 | 0.28% | ||
| 19 | ROYAL BANK OF CANADA | 14,168 | 207,000 | 0.26% | ||
| 20 | AMERICAN INTERNATIONAL GROUP, INC. | 14,029 | 204,823 | 0.26% | ||
| 21 | BANK OF AMERICA CORP /DE/ | 12,782 | 187,000 | 0.24% | ||
| 22 | LPL Financial LLC | 11,704 | 169,000 | 0.21% | ||
| 23 | Commonwealth Equity Services, Inc | 11,454 | 167,000 | 0.21% | ||
| 24 | Tower Research Capital LLC (TRC) | 4,638 | 68,000 | 0.09% | ||
| 25 | UBS Group AG | 2,581 | 38,000 | 0.05% | ||
| 26 | PNC FINANCIAL SERVICES GROUP, INC. | 2,264 | 33,000 | 0.04% | ||
| 27 | MSI Financial Services Inc | 1,955 | 29,000 | 0.04% | ||
| 28 | WFG Advisors, LP | 1,000 | 15,000 | 0.02% | ||
| 29 | US BANCORP \DE\ | 1,000 | 15,000 | 0.02% | ||
| 30 | CITIGROUP INC | 939 | 14,000 | 0.02% | ||
| 31 | D.A. DAVIDSON & CO. | 676 | 9,000 | 0.01% | ||
| 32 | FIFTH THIRD BANCORP | 75 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
