| 1 |
SIT INVESTMENT ASSOCIATES INC |
3,651,627 |
64,743,000 |
37.59% |
|
|
| 2 |
Relative Value Partners, LLC |
1,861,778 |
33,009,000 |
19.17% |
|
|
| 3 |
ICON ADVISERS INC/CO |
763,559 |
13,538,000 |
7.86% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
626,697 |
11,111,000 |
6.45% |
|
|
| 5 |
Grantham, Mayo, Van Otterloo & Co. LLC |
481,878 |
8,544,000 |
4.96% |
|
|
| 6 |
MARINER INVESTMENT GROUP LLC |
365,460 |
6,480,000 |
3.76% |
|
|
| 7 |
WELLS FARGO & COMPANY/MN |
299,288 |
5,306,000 |
3.08% |
|
|
| 8 |
Roumell Asset Management, LLC |
234,356 |
4,155,000 |
2.41% |
|
|
| 9 |
Commonwealth Equity Services, Inc |
177,797 |
3,152,000 |
1.83% |
|
|
| 10 |
MORGAN STANLEY |
175,384 |
3,110,000 |
1.81% |
|
|
| 11 |
RAYMOND JAMES & ASSOCIATES |
141,288 |
2,505,000 |
1.45% |
|
|
| 12 |
Thomas J. Herzfeld Advisors, Inc. |
140,718 |
2,495,000 |
1.45% |
|
|
| 13 |
DOLIVER ADVISORS, LP |
127,060 |
2,253,000 |
1.31% |
|
|
| 14 |
NWAM LLC |
100,103 |
1,775,000 |
1.03% |
|
|
| 15 |
BANK OF AMERICA CORP /DE/ |
89,942 |
1,595,000 |
0.93% |
|
|
| 16 |
Advisors Asset Management, Inc. |
60,686 |
1,076,000 |
0.62% |
|
|
| 17 |
Independence Trust CO |
58,559 |
1,038,000 |
0.60% |
|
|
| 18 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
50,628 |
898,000 |
0.52% |
|
|
| 19 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
38,620 |
685,000 |
0.40% |
|
|
| 20 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
37,464 |
664,000 |
0.39% |
|
|
| 21 |
ROYAL BANK OF CANADA |
35,440 |
628,000 |
0.36% |
|
|
| 22 |
MSI Financial Services Inc |
33,949 |
602,000 |
0.35% |
|
|
| 23 |
STIFEL FINANCIAL CORP |
33,671 |
597,000 |
0.35% |
|
|
| 24 |
Capital Investment Advisors, LLC |
23,392 |
415,000 |
0.24% |
|
|
| 25 |
Cambridge Investment Research Advisors, Inc. |
23,223 |
412,000 |
0.24% |
|
|
| 26 |
Atria Investments, Inc |
16,740 |
297,000 |
0.17% |
|
|
| 27 |
UBS AG |
15,514 |
275,000 |
0.16% |
|
|
| 28 |
NATIONAL PLANNING CORP |
15,078 |
267,000 |
0.16% |
|
|
| 29 |
UNITED FIRE GROUP INC |
12,551 |
223,000 |
0.13% |
|
|
| 30 |
AMERICAN INTERNATIONAL GROUP, INC. |
5,512 |
97,728 |
0.06% |
|
|
| 31 |
NEXT Financial Group, Inc |
3,316 |
59,000 |
0.03% |
|
|
| 32 |
SIGNATUREFD, LLC |
2,792 |
50,000 |
0.03% |
|
|
| 33 |
D.A. DAVIDSON & CO. |
2,548 |
45,000 |
0.03% |
|
|
| 34 |
Waverly Advisors, LLC |
1,344 |
24,000 |
0.01% |
|
|
| 35 |
DUNCKER STREETT & CO INC |
1,180 |
21,000 |
0.01% |
|
|
| 36 |
People's United Financial, Inc. |
885 |
16,000 |
0.01% |
|
|
| 37 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
781 |
14,000 |
0.01% |
|
|
| 38 |
Cordasco Financial Network |
664 |
12,000 |
0.01% |
|
|
| 39 |
CITIGROUP INC |
574 |
10,000 |
0.01% |
|
|
| 40 |
Orion Porfolio Solutions, LLC |
547 |
10,000 |
0.01% |
|
|
| 41 |
Tower Research Capital LLC (TRC) |
500 |
9,000 |
0.01% |
|
|
| 42 |
Creative Planning |
501 |
9,000 |
0.01% |
|
|
| 43 |
Plante Moran Financial Advisors, LLC |
299 |
5,000 |
0.00% |
|
|
| 44 |
BANK OF MONTREAL /CAN/ |
175 |
3,000 |
0.00% |
|
|
| 45 |
WFG Advisors, LP |
176 |
3,000 |
0.00% |
|
|
