| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RELATIVE VALUE PARTNERS GROUP, LLC | 982,906 | 15,324,000 | 21.58% | ||
| 2 | Camelot Portfolios, LLC | 469,413 | 7,318,000 | 10.31% | ||
| 3 | Sterneck Capital Management, LLC | 296,722 | 4,626,000 | 6.52% | ||
| 4 | WELLS FARGO & COMPANY/MN | 284,838 | 4,441,000 | 6.25% | ||
| 5 | FIRST FOUNDATION ADVISORS | 254,303 | 3,965,000 | 5.58% | ||
| 6 | DUBUQUE BANK & TRUST CO | 236,506 | 3,687,000 | 5.19% | ||
| 7 | DESCHUTES PORTFOLIO STRATEGY, LLC | 200,506 | 3,126,000 | 4.40% | ||
| 8 | Commonwealth Equity Services, Inc | 125,333 | 1,954,000 | 2.75% | ||
| 9 | MORGAN STANLEY | 122,754 | 1,914,000 | 2.70% | ||
| 10 | BB&T SECURITIES, LLC | 109,216 | 1,882,000 | 2.65% | ||
| 11 | NWAM LLC | 109,613 | 1,709,000 | 2.41% | ||
| 12 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 93,708 | 1,461,000 | 2.06% | ||
| 13 | Invesco Ltd. | 92,719 | 1,445,000 | 2.04% | ||
| 14 | WFG Advisors, LP | 92,544 | 1,443,000 | 2.03% | ||
| 15 | DOLIVER ADVISORS, LP | 91,509 | 1,427,000 | 2.01% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 89,715 | 1,399,000 | 1.97% | ||
| 17 | LPL Financial LLC | 78,283 | 1,238,000 | 1.74% | ||
| 18 | Thomas J. Herzfeld Advisors, Inc. | 77,312 | 1,205,000 | 1.70% | ||
| 19 | DAVENPORT & Co LLC | 76,392 | 1,190,000 | 1.68% | ||
| 20 | UBS Group AG | 65,233 | 1,017,000 | 1.43% | ||
| 21 | GEODE CAPITAL MANAGEMENT, LLC | 64,028 | 998,000 | 1.41% | ||
| 22 | ROBINSON CAPITAL MANAGEMENT, LLC | 61,438 | 958,000 | 1.35% | ||
| 23 | CITIGROUP INC | 43,673 | 681,000 | 0.96% | ||
| 24 | Windsor Capital Management, LLC | 41,216 | 642,000 | 0.90% | ||
| 25 | RAYMOND JAMES & ASSOCIATES | 40,107 | 625,000 | 0.88% | ||
| 26 | CSS LLC/IL | 36,158 | 564,000 | 0.79% | ||
| 27 | INTRINSIC EDGE CAPITAL MANAGEMENT LLC | 35,483 | 553,000 | 0.78% | ||
| 28 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 31,357 | 489,000 | 0.69% | ||
| 29 | Cambridge Investment Research Advisors, Inc. | 28,095 | 438,000 | 0.62% | ||
| 30 | SHEPHERD KAPLAN KROCHUK, LLC | 27,000 | 421,000 | 0.59% | ||
| 31 | ROYAL BANK OF CANADA | 24,368 | 380,000 | 0.54% | ||
| 32 | OPPENHEIMER & CO INC | 19,482 | 304,000 | 0.43% | ||
| 33 | STIFEL FINANCIAL CORP | 16,310 | 252,000 | 0.35% | ||
| 34 | Capital Investment Advisors, LLC | 15,428 | 241,000 | 0.34% | ||
| 35 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 14,691 | 230,000 | 0.32% | ||
| 36 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 13,633 | 213,000 | 0.30% | ||
| 37 | Stockman Wealth Management, Inc. | 11,600 | 181,000 | 0.25% | ||
| 38 | TFS CAPITAL LLC | 10,656 | 166,000 | 0.23% | ||
| 39 | D.A. DAVIDSON & CO. | 10,589 | 165,000 | 0.23% | ||
| 40 | Dorsey & Whitney Trust CO LLC | 10,383 | 162,000 | 0.23% | ||
| 41 | UNITED FIRE GROUP INC | 8,747 | 136,000 | 0.19% | ||
| 42 | ADVISOR GROUP, INC. | 6,325 | 98,000 | 0.14% | ||
| 43 | ENVESTNET ASSET MANAGEMENT INC | 5,332 | 84,000 | 0.12% | ||
| 44 | PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC | 4,196 | 68,000 | 0.10% | ||
| 45 | IFP ADVISORS, INC | 3,398 | 53,000 | 0.07% | ||
| 46 | MSI Financial Services Inc | 1,269 | 20,000 | 0.03% | ||
| 47 | Creative Planning | 1,229 | 19,000 | 0.03% | ||
| 48 | DUNCKER STREETT & CO INC | 1,002 | 16,000 | 0.02% | ||
| 49 | FIRST PREMIER BANK | 823 | 13,000 | 0.02% | ||
| 50 | BRONFMAN E.L. ROTHSCHILD, L.P. | 784 | 12,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
