| 1 |
SIT INVESTMENT ASSOCIATES INC |
2,792,180 |
48,424,000 |
32.58% |
|
|
| 2 |
Relative Value Partners, LLC |
1,653,996 |
28,685,000 |
19.30% |
|
|
| 3 |
ICON ADVISERS INC/CO |
820,734 |
14,234,000 |
9.58% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
638,439 |
11,072,000 |
7.45% |
|
|
| 5 |
Grantham, Mayo, Van Otterloo & Co. LLC |
466,629 |
8,096,000 |
5.45% |
|
|
| 6 |
MARINER INVESTMENT GROUP LLC |
395,217 |
6,854,000 |
4.61% |
|
|
| 7 |
WELLS FARGO & COMPANY/MN |
251,635 |
4,364,000 |
2.94% |
|
|
| 8 |
BANK OF AMERICA CORP /DE/ |
202,638 |
3,514,000 |
2.36% |
|
|
| 9 |
Commonwealth Equity Services, Inc |
154,370 |
2,677,000 |
1.80% |
|
|
| 10 |
Thomas J. Herzfeld Advisors, Inc. |
131,272 |
2,277,000 |
1.53% |
|
|
| 11 |
RAYMOND JAMES & ASSOCIATES |
119,342 |
2,070,000 |
1.39% |
|
|
| 12 |
Roumell Asset Management, LLC |
115,032 |
1,995,000 |
1.34% |
|
|
| 13 |
Windsor Capital Management, LLC |
113,114 |
1,962,000 |
1.32% |
|
|
| 14 |
NWAM LLC |
98,727 |
1,712,000 |
1.15% |
|
|
| 15 |
Independence Trust CO |
82,066 |
1,423,000 |
0.96% |
|
|
| 16 |
DOLIVER ADVISORS, LP |
80,797 |
1,401,000 |
0.94% |
|
|
| 17 |
Advisors Asset Management, Inc. |
57,239 |
993,000 |
0.67% |
|
|
| 18 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
54,837 |
951,000 |
0.64% |
|
|
| 19 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
45,975 |
797,000 |
0.54% |
|
|
| 20 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
34,542 |
599,000 |
0.40% |
|
|
| 21 |
MORGAN STANLEY |
34,217 |
593,000 |
0.40% |
|
|
| 22 |
ROYAL BANK OF CANADA |
32,767 |
568,000 |
0.38% |
|
|
| 23 |
STIFEL FINANCIAL CORP |
26,949 |
467,000 |
0.31% |
|
|
| 24 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
26,316 |
456,000 |
0.31% |
|
|
| 25 |
MSI Financial Services Inc |
26,219 |
455,000 |
0.31% |
|
|
| 26 |
UBS Group AG |
22,773 |
395,000 |
0.27% |
|
|
| 27 |
Capital Investment Advisors, LLC |
22,377 |
388,000 |
0.26% |
|
|
| 28 |
FIRST FOUNDATION ADVISORS |
12,616 |
219,000 |
0.15% |
|
|
| 29 |
NATIONAL PLANNING CORP |
12,000 |
209,400 |
0.14% |
|
|
| 30 |
UNITED FIRE GROUP INC |
10,709 |
186,000 |
0.13% |
|
|
| 31 |
B. Riley Wealth Advisors, Inc. |
9,604 |
167,000 |
0.11% |
|
|
| 32 |
AMERICAN INTERNATIONAL GROUP, INC. |
6,461 |
112,043 |
0.08% |
|
|
| 33 |
WESTPORT RESOURCES MANAGEMENT INC |
5,101 |
88,000 |
0.06% |
|
|
| 34 |
SIGNATUREFD, LLC |
2,370 |
41,000 |
0.03% |
|
|
| 35 |
D.A. DAVIDSON & CO. |
1,726 |
29,000 |
0.02% |
|
|
| 36 |
Waverly Advisors, LLC |
1,344 |
23,000 |
0.02% |
|
|
| 37 |
NEXT Financial Group, Inc |
1,086 |
19,000 |
0.01% |
|
|
| 38 |
DUNCKER STREETT & CO INC |
1,002 |
17,000 |
0.01% |
|
|
| 39 |
Chicago Partners Investment Group LLC |
813 |
14,000 |
0.01% |
|
|
| 40 |
People's United Financial, Inc. |
752 |
13,000 |
0.01% |
|
|
| 41 |
Creative Planning |
686 |
12,000 |
0.01% |
|
|
| 42 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
664 |
12,000 |
0.01% |
|
|
| 43 |
Cordasco Financial Network |
664 |
12,000 |
0.01% |
|
|
| 44 |
CITIGROUP INC |
574 |
10,000 |
0.01% |
|
|
| 45 |
Orion Porfolio Solutions, LLC |
547 |
9,000 |
0.01% |
|
|
| 46 |
Stratos Wealth Partners, LTD. |
201 |
3,486 |
0.00% |
|
|
| 47 |
BANK OF MONTREAL /CAN/ |
175 |
3,000 |
0.00% |
|
|
| 48 |
WFG Advisors, LP |
176 |
3,000 |
0.00% |
|
|
| 49 |
Tower Research Capital LLC (TRC) |
99 |
2,000 |
0.00% |
|
|
| 50 |
Gradient Investments LLC |
61 |
1,000 |
0.00% |
|
|
