| 1 |
SIT INVESTMENT ASSOCIATES INC |
2,332,928 |
42,226,000 |
25.45% |
|
|
| 2 |
Relative Value Partners, LLC |
1,725,916 |
31,239,000 |
18.83% |
|
|
| 3 |
Grantham, Mayo, Van Otterloo & Co. LLC |
676,629 |
12,261,000 |
7.39% |
|
|
| 4 |
ICON ADVISERS INC/CO |
614,045 |
11,114,000 |
6.70% |
|
|
| 5 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
602,605 |
10,907,000 |
6.57% |
|
|
| 6 |
MARINER INVESTMENT GROUP LLC |
471,697 |
8,538,000 |
5.15% |
|
|
| 7 |
BB&T SECURITIES, LLC |
44,492 |
8,053,000 |
4.85% |
|
|
| 8 |
WELLS FARGO & COMPANY/MN |
362,196 |
6,556,000 |
3.95% |
|
|
| 9 |
Yorktown Management & Research Co Inc |
165,000 |
2,990,000 |
1.80% |
|
|
| 10 |
Commonwealth Equity Services, Inc |
156,279 |
2,829,000 |
1.71% |
|
|
| 11 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
144,598 |
2,617,000 |
1.58% |
|
|
| 12 |
NWAM LLC |
128,464 |
2,325,000 |
1.40% |
|
|
| 13 |
Thomas J. Herzfeld Advisors, Inc. |
128,101 |
2,319,000 |
1.40% |
|
|
| 14 |
RAYMOND JAMES & ASSOCIATES |
121,807 |
2,205,000 |
1.33% |
|
|
| 15 |
FIRST FOUNDATION ADVISORS |
113,986 |
2,063,000 |
1.24% |
|
|
| 16 |
Windsor Capital Management, LLC |
112,079 |
2,029,000 |
1.22% |
|
|
| 17 |
Roumell Asset Management, LLC |
90,364 |
1,636,000 |
0.99% |
|
|
| 18 |
Sterneck Capital Management, LLC |
83,801 |
1,517,000 |
0.91% |
|
|
| 19 |
Independence Trust CO |
75,463 |
1,365,000 |
0.82% |
|
|
| 20 |
DUBUQUE BANK & TRUST CO |
66,310 |
1,200,000 |
0.72% |
|
|
| 21 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
61,808 |
1,121,000 |
0.68% |
|
|
| 22 |
MORGAN STANLEY |
47,001 |
850,000 |
0.51% |
|
|
| 23 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
45,475 |
823,000 |
0.50% |
|
|
| 24 |
UBS Group AG |
45,141 |
817,000 |
0.49% |
|
|
| 25 |
CSS LLC/IL |
41,293 |
747,000 |
0.45% |
|
|
| 26 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
39,216 |
710,000 |
0.43% |
|
|
| 27 |
ROYAL BANK OF CANADA |
34,238 |
620,000 |
0.37% |
|
|
| 28 |
STIFEL FINANCIAL CORP |
24,213 |
438,000 |
0.26% |
|
|
| 29 |
Janney Montgomery Scott LLC |
23,203 |
420,000 |
0.25% |
|
|
| 30 |
Capital Investment Advisors, LLC |
11,710 |
405,000 |
0.24% |
|
|
| 31 |
MSI Financial Services Inc |
21,234 |
384,000 |
0.23% |
|
|
| 32 |
Advisors Asset Management, Inc. |
18,798 |
341,000 |
0.21% |
|
|
| 33 |
CLOUGH CAPITAL PARTNERS L P |
18,800 |
340,000 |
0.20% |
|
|
| 34 |
BANK OF AMERICA CORP /DE/ |
18,650 |
338,000 |
0.20% |
|
|
| 35 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
18,580 |
337,000 |
0.20% |
|
|
| 36 |
Atria Investments, Inc |
14,972 |
271,000 |
0.16% |
|
|
| 37 |
NATIONAL PLANNING CORP |
10,947 |
198,000 |
0.12% |
|
|
| 38 |
UNITED FIRE GROUP INC |
10,709 |
194,000 |
0.12% |
|
|
| 39 |
SG Americas Securities, LLC |
8,525 |
154,000 |
0.09% |
|
|
| 40 |
WESTPORT RESOURCES MANAGEMENT INC |
5,101 |
92,000 |
0.06% |
|
|
| 41 |
AMERICAN INTERNATIONAL GROUP, INC. |
4,349 |
78,709 |
0.05% |
|
|
| 42 |
SIGNATUREFD, LLC |
2,370 |
43,000 |
0.03% |
|
|
| 43 |
D.A. DAVIDSON & CO. |
1,726 |
31,000 |
0.02% |
|
|
| 44 |
Waverly Advisors, LLC |
1,344 |
24,000 |
0.01% |
|
|
| 45 |
PANAGORA ASSET MANAGEMENT INC |
1,286 |
23,000 |
0.01% |
|
|
| 46 |
NEXT Financial Group, Inc |
1,086 |
19,000 |
0.01% |
|
|
| 47 |
DUNCKER STREETT & CO INC |
1,002 |
18,000 |
0.01% |
|
|
| 48 |
Chicago Partners Investment Group LLC |
849 |
15,000 |
0.01% |
|
|
| 49 |
People's United Financial, Inc. |
752 |
14,000 |
0.01% |
|
|
| 50 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
764 |
14,000 |
0.01% |
|
|
