Dark
Light
System
Security
OCULAR THERAPEUTIX INC
OCULAR THERAPEUTIX INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 34 Institutional holders with a total value of $108,012,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SV Health Investors, LLC 2,585,607 38,707,000 35.84%
2 WELLINGTON MANAGEMENT GROUP LLP 1,287,610 19,276,000 17.85%
3 Capital Research Global Investors 921,000 13,787,000 12.76%
4 RS INVESTMENT MANAGEMENT CO LLC 610,900 9,145,000 8.47%
5 Pentwater Capital Management LP 490,000 7,335,000 6.79%
6 FEDERATED HERMES, INC. 350,000 5,240,000 4.85%
7 SABBY MANAGEMENT, LLC 297,107 4,448,000 4.12%
8 BlackRock Fund Advisors 141,562 2,119,000 1.96%
9 DEUTSCHE BANK AG\ 100,002 1,497,000 1.39%
10 BlackRock Institutional Trust Company, N.A. 80,383 1,203,000 1.11%
11 MORGAN STANLEY 66,184 992,000 0.92%
12 STATE STREET CORP 39,900 596,000 0.55%
13 VANGUARD GROUP INC 39,322 588,000 0.54%
14 Spark Investment Management LLC 38,700 575,000 0.53%
15 UNITED SERVICES AUTOMOBILE ASSOCIATION 31,800 476,000 0.44%
16 MILLENNIUM MANAGEMENT LLC 21,559 323,000 0.30%
17 BlackRock Investment Management, LLC 15,514 232,000 0.21%
18 GEODE CAPITAL MANAGEMENT, LLC 15,306 229,000 0.21%
19 D. E. Shaw & Co., Inc. 13,684 205,000 0.19%
20 Bank of New York Mellon Corp 12,979 195,000 0.18%
21 NORTHERN TRUST CORP 11,223 168,000 0.16%
22 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 10,600 159,000 0.15%
23 TIAA CREF INVESTMENT MANAGEMENT LLC 10,539 158,000 0.15%
24 BlackRock Group LTD 5,487 82,000 0.08%
25 TEACHERS ADVISORS, LLC 5,359 80,000 0.07%
26 ROYAL BANK OF CANADA 3,650 55,000 0.05%
27 BLACKROCK ADVISORS LLC 3,111 47,000 0.04%
28 STRS OHIO 2,000 30,000 0.03%
29 Nationwide Fund Advisors 1,632 24,000 0.02%
30 UBS AG 1,272 19,000 0.02%
31 NEXT Financial Group, Inc 700 10,000 0.01%
32 BlackRock Japan Co. Ltd 348 5,000 0.00%
33 THOMPSON DAVIS & CO., INC. 250 4,000 0.00%
34 CITIGROUP INC 201 3,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.