Dark
Light
System
Security
FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 18 Institutional holders with a total value of $39,497,049.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,636,146 29,778,000 75.39%
2 BANK OF AMERICA CORP /DE/ 171,458 3,121,000 7.90%
3 ROYAL BANK OF CANADA 111,492 2,029,000 5.14%
4 D.A. DAVIDSON & CO. 82,551 1,502,000 3.80%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 45,404 826,000 2.09%
6 DEUTSCHE BANK AG\ 37,339 679,000 1.72%
7 IFC Holdings Incorporated/FL 15,303 283,000 0.72%
8 Aspen Investment Management Inc 15,000 273,000 0.69%
9 LPL Financial LLC 13,469 245,000 0.62%
10 AMERIPRISE FINANCIAL INC 13,228 241,000 0.61%
11 ATWOOD & PALMER INC 12,750 233,000 0.59%
12 NEW ENGLAND SECURITIES CORP /MA/ 9,535 174,000 0.44%
13 WFG Advisors, LP 3,000 55,000 0.14%
14 NATIONAL PLANNING CORP 1,850 33,208 0.08%
15 AMERICAN INTERNATIONAL GROUP, INC. 1,156 21,039 0.05%
16 MSI Financial Services Inc 100 2,000 0.01%
17 Stratos Wealth Partners, LTD. 99 1,802 0.00%
18 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.