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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 72 Institutional holders with a total value of $376,819,968.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 6,276,589 107,204,000 28.45%
2 WELLS FARGO & COMPANY/MN 3,283,762 56,087,000 14.88%
3 UBS Group AG 2,260,445 38,609,000 10.25%
4 LPL Financial LLC 1,595,732 28,165,000 7.47%
5 BANK OF AMERICA CORP /DE/ 1,395,652 23,838,000 6.33%
6 ROYAL BANK OF CANADA 891,781 15,232,000 4.04%
7 CITADEL ADVISORS LLC 534,447 9,128,000 2.42%
8 Raymond James Financial Services Advisors, Inc. 465,179 7,945,000 2.11%
9 Stratos Wealth Partners, LTD. 404,605 6,911,000 1.83%
10 BAIRD FINANCIAL GROUP, INC. 342,242 5,845,000 1.55%
11 RAYMOND JAMES & ASSOCIATES 311,360 5,318,000 1.41%
12 AMERIPRISE FINANCIAL INC 287,096 4,903,000 1.30%
13 BB&T SECURITIES, LLC 280,426 4,789,000 1.27%
14 AMERICAN INTERNATIONAL GROUP, INC. 274,095 4,682,000 1.24%
15 ACG Wealth 262,714 4,487,000 1.19%
16 Orion Porfolio Solutions, LLC 215,000 3,672,000 0.97%
17 GOLDMAN SACHS GROUP INC 199,257 3,403,000 0.90%
18 STIFEL FINANCIAL CORP 199,220 3,403,000 0.90%
19 MSI Financial Services Inc 198,880 3,397,000 0.90%
20 HL FINANCIAL SERVICES LLC 180,874 3,089,000 0.82%
21 JANE STREET GROUP, LLC 177,656 3,034,000 0.81%
22 Commonwealth Equity Services, Inc 161,807 2,764,000 0.73%
23 Virtu KCG Holdings LLC 121,911 2,082,000 0.55%
24 D.A. DAVIDSON & CO. 111,164 1,898,000 0.50%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 95,713 1,637,000 0.43%
26 Cambridge Investment Research Advisors, Inc. 91,189 1,558,000 0.41%
27 CITIGROUP INC 88,874 1,518,000 0.40%
28 VSR Financial Services, Inc. 85,022 1,452,000 0.39%
29 Transamerica Financial Advisors, LLC 81,536 1,393,000 0.37%
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 78,582 1,342,000 0.36%
31 Regal Investment Advisors LLC 72,747 1,242,000 0.33%
32 First Heartland Consultants, Inc. 67,520 1,153,000 0.31%
33 Prospera Financial Services Inc 65,865 1,125,000 0.30%
34 Cetera Advisors LLC 62,035 1,065,000 0.28%
35 SNS Financial Group, LLC 61,333 1,048,000 0.28%
36 OLD MISSION CAPITAL LLC 53,561 915,000 0.24%
37 WFG Advisors, LP 52,285 893,000 0.24%
38 Janney Montgomery Scott LLC 48,625 831,000 0.22%
39 BENJAMIN F. EDWARDS & COMPANY, INC. 43,352 740,000 0.20%
40 IFC Holdings Incorporated/FL 40,710 695,000 0.18%
41 Aspen Investment Management Inc 35,331 603,000 0.16%
42 Sigma Planning Corp 35,055 599,000 0.16%
43 Moors & Cabot, Inc. 33,717 577,000 0.15%
44 Cetera Advisor Networks LLC 27,731 474,000 0.13%
45 OPPENHEIMER & CO INC 26,962 461,000 0.12%
46 NATIONAL PLANNING CORP 24,293 448,000 0.12%
47 INVESTMENT CENTERS OF AMERICA INC 23,503 402,000 0.11%
48 Dynamic Advisor Solutions LLC 23,429 400,000 0.11%
49 ATWOOD & PALMER INC 20,920 357,000 0.09%
50 Wills Financial Group, Inc. 20,900 356,000 0.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.