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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 69 Institutional holders with a total value of $207,928,180.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 3,070,516 52,291,000 25.15%
2 WELLS FARGO & COMPANY/MN 1,972,441 33,590,000 16.15%
3 UBS Group AG 1,322,445 22,521,000 10.83%
4 MSI Financial Services Inc 902,439 15,368,000 7.39%
5 LPL Financial LLC 764,775 13,223,000 6.36%
6 BANK OF AMERICA CORP /DE/ 448,559 7,639,000 3.67%
7 Orion Porfolio Solutions, LLC 343,000 5,841,000 2.81%
8 BAIRD FINANCIAL GROUP, INC. 282,061 4,803,000 2.31%
9 JANE STREET GROUP, LLC 268,559 4,574,000 2.20%
10 AMERIPRISE FINANCIAL INC 204,912 3,469,000 1.67%
11 ROYAL BANK OF CANADA 194,386 3,310,000 1.59%
12 Raymond James Financial Services Advisors, Inc. 183,863 3,131,000 1.51%
13 HL FINANCIAL SERVICES LLC 183,033 3,117,000 1.50%
14 ADVISOR GROUP, INC. 145,905 2,484,000 1.19%
15 RAYMOND JAMES & ASSOCIATES 135,561 2,309,000 1.11%
16 BB&T SECURITIES, LLC 120,416 2,103,000 1.01%
17 IFP ADVISORS, INC 121,250 2,065,000 0.99%
18 SNOWDEN CAPITAL ADVISORS LLC 107,765 1,835,238 0.88%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 106,839 1,820,000 0.88%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 103,257 1,787,000 0.86%
21 STIFEL FINANCIAL CORP 90,802 1,542,000 0.74%
22 D.A. DAVIDSON & CO. 72,798 1,239,000 0.60%
23 SNS Financial Group, LLC 67,458 1,149,000 0.55%
24 Virtu KCG Holdings LLC 64,213 1,094,000 0.53%
25 Commonwealth Equity Services, Inc 62,456 1,064,000 0.51%
26 Cambridge Investment Research Advisors, Inc. 60,451 1,029,000 0.49%
27 OPPENHEIMER & CO INC 60,297 1,027,000 0.49%
28 Stratos Wealth Partners, LTD. 59,026 1,005,000 0.48%
29 CITADEL ADVISORS LLC 52,073 887,000 0.43%
30 Cetera Advisors LLC 44,904 767,000 0.37%
31 ADVANTAGE INVESTMENT MANAGEMENT, LLC 42,077 717,000 0.34%
32 ATWOOD & PALMER INC 41,910 714,000 0.34%
33 OLD MISSION CAPITAL, LLC 41,639 709,000 0.34%
34 CITIGROUP INC 36,833 627,000 0.30%
35 NATIONAL PLANNING CORP 27,691 517,000 0.25%
36 WEDBUSH SECURITIES INC 29,386 500,000 0.24%
37 GIRARD SECURITIES, INC. 25,952 442,000 0.21%
38 First Heartland Consultants, Inc. 25,633 437,000 0.21%
39 Regal Investment Advisors LLC 22,991 392,000 0.19%
40 Cetera Advisor Networks LLC 23,040 391,000 0.19%
41 WFG Advisors, LP 21,488 366,000 0.18%
42 Janney Montgomery Scott LLC 20,597 351,000 0.17%
43 SII INVESTMENTS INC/WI 19,277 330,000 0.16%
44 Dynamic Advisor Solutions LLC 18,714 319,000 0.15%
45 Moors & Cabot, Inc. 18,555 316,000 0.15%
46 INVESTMENT CENTERS OF AMERICA INC 18,308 311,000 0.15%
47 Cutter & CO Brokerage, Inc. 17,600 300,000 0.14%
48 NewEdge Advisors, LLC 15,457 277,000 0.13%
49 STEPHENS INC /AR/ 14,630 249,000 0.12%
50 TWO SIGMA SECURITIES, LLC 14,420 246,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.