Dark
Light
System
Security
FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 37 Institutional holders with a total value of $129,296,598.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 2,278,377 44,178,000 34.17%
2 UBS Group AG 830,447 16,102,000 12.45%
3 BANK OF AMERICA CORP /DE/ 590,057 11,441,000 8.85%
4 CREDIT SUISSE AG/ 565,609 10,967,000 8.48%
5 WELLS FARGO & COMPANY/MN 501,897 9,731,000 7.53%
6 BB&T SECURITIES, LLC 32,179 6,239,000 4.83%
7 STIFEL FINANCIAL CORP 222,890 4,322,000 3.34%
8 ROYAL BANK OF CANADA 212,539 4,121,000 3.19%
9 HL FINANCIAL SERVICES LLC 156,259 3,030,000 2.34%
10 LPL Financial LLC 132,242 2,577,000 1.99%
11 MSI Financial Services Inc 118,989 2,307,000 1.78%
12 D.A. DAVIDSON & CO. 103,635 2,009,000 1.55%
13 AMERICAN INTERNATIONAL GROUP, INC. 100,495 1,948,598 1.51%
14 RAYMOND JAMES & ASSOCIATES 83,751 1,624,000 1.26%
15 JANE STREET GROUP, LLC 72,114 1,398,000 1.08%
16 VSR Financial Services, Inc. 45,041 873,000 0.68%
17 MANAGED ACCOUNT ADVISORS LLC 35,237 683,000 0.53%
18 NATIONAL PLANNING CORP 33,154 674,000 0.52%
19 Atria Investments, Inc 29,901 580,000 0.45%
20 AMERIPRISE FINANCIAL INC 27,746 538,000 0.42%
21 IFC Holdings Incorporated/FL 22,428 438,000 0.34%
22 Jaffetilchin Investment Partners, LLC 21,750 422,000 0.33%
23 Private Advisor Group, LLC 20,840 404,000 0.31%
24 Janney Montgomery Scott LLC 18,450 358,000 0.28%
25 Aspen Investment Management Inc 18,200 353,000 0.27%
26 Wills Financial Group, Inc. 17,000 329,000 0.25%
27 WFG Advisors, LP 14,202 275,000 0.21%
28 STEPHENS INC /AR/ 13,769 267,000 0.21%
29 Cetera Advisors LLC 13,540 264,000 0.20%
30 Commonwealth Equity Services, Inc 11,761 228,000 0.18%
31 Investors Capital Advisory Services 11,800 228,000 0.18%
32 Formidable Asset Management, LLC 7,700 158,000 0.12%
33 CITIGROUP INC 8,051 156,000 0.12%
34 Transamerica Financial Advisors, LLC 3,000 59,000 0.05%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 525 10,000 0.01%
36 Creative Planning 281 5,000 0.00%
37 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.