| 1 |
Advisors Asset Management, Inc. |
1,336,356 |
23,426,000 |
43.27% |
|
|
| 2 |
GUGGENHEIM CAPITAL LLC |
520,804 |
9,129,000 |
16.86% |
|
|
| 3 |
RAYMOND JAMES & ASSOCIATES |
241,554 |
4,234,000 |
7.82% |
|
|
| 4 |
UBS AG |
210,575 |
3,692,000 |
6.82% |
|
|
| 5 |
WELLS FARGO & COMPANY/MN |
178,224 |
3,124,000 |
5.77% |
|
|
| 6 |
Jacobus Wealth Management, Inc. |
135,623 |
2,377,000 |
4.39% |
|
|
| 7 |
MORGAN STANLEY |
126,569 |
2,220,000 |
4.10% |
|
|
| 8 |
Invesco Ltd. |
90,949 |
1,594,000 |
2.94% |
|
|
| 9 |
BANK OF AMERICA CORP /DE/ |
64,662 |
1,134,000 |
2.09% |
|
|
| 10 |
NATIONAL PLANNING CORP |
55,845 |
975,000 |
1.80% |
|
|
| 11 |
ROYAL BANK OF CANADA |
24,200 |
424,000 |
0.78% |
|
|
| 12 |
FineMark National Bank & Trust |
23,510 |
412,000 |
0.76% |
|
|
| 13 |
STEEL GROVE CAPITAL ADVISORS, LLC |
18,425 |
323,000 |
0.60% |
|
|
| 14 |
Commonwealth Equity Services, Inc |
15,778 |
277,000 |
0.51% |
|
|
| 15 |
LPL Financial LLC |
14,575 |
256,000 |
0.47% |
|
|
| 16 |
MUFG Americas Holdings Corp |
11,758 |
206,000 |
0.38% |
|
|
| 17 |
Formidable Asset Management, LLC |
6,500 |
113,000 |
0.21% |
|
|
| 18 |
AMERICAN INTERNATIONAL GROUP, INC. |
4,645 |
81,427 |
0.15% |
|
|
| 19 |
Creative Planning |
1,860 |
33,000 |
0.06% |
|
|
| 20 |
Thomas J. Herzfeld Advisors, Inc. |
1,313 |
23,000 |
0.04% |
|
|
| 21 |
Cordasco Financial Network |
1,205 |
21,000 |
0.04% |
|
|
| 22 |
WFG Advisors, LP |
1,115 |
20,000 |
0.04% |
|
|
| 23 |
CITIGROUP INC |
603 |
11,000 |
0.02% |
|
|
| 24 |
People's United Financial, Inc. |
575 |
10,000 |
0.02% |
|
|
| 25 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
500 |
9,000 |
0.02% |
|
|
| 26 |
MSI Financial Services Inc |
325 |
6,000 |
0.01% |
|
|
| 27 |
Hoxton Financial, Inc. |
351 |
6,000 |
0.01% |
|
|
| 28 |
Tower Research Capital LLC (TRC) |
93 |
2,000 |
0.00% |
|
|
