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NUVEEN CORE EQUITY ALPHA FD
NUVEEN CORE EQUITY ALPHA FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 33 Institutional holders with a total value of $36,245,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 714,729 9,849,000 27.17%
2 Karpus Management, Inc. 328,800 4,531,000 12.50%
3 RAYMOND JAMES & ASSOCIATES 293,609 4,046,000 11.16%
4 GUGGENHEIM CAPITAL LLC 272,675 3,758,000 10.37%
5 UBS Group AG 156,009 2,150,000 5.93%
6 WELLS FARGO & COMPANY/MN 144,124 1,987,000 5.48%
7 Jacobus Wealth Management, Inc. 114,360 1,576,000 4.35%
8 BANK OF AMERICA CORP /DE/ 85,772 1,182,000 3.26%
9 MORGAN STANLEY 77,144 1,063,000 2.93%
10 BANK OF NOVA SCOTIA 75,841 1,043,000 2.88%
11 USCA RIA LLC 74,125 1,021,000 2.82%
12 Weiss Asset Management LP 51,775 713,000 1.97%
13 LPL Financial LLC 36,402 518,000 1.43%
14 ROYAL BANK OF CANADA 34,108 470,000 1.30%
15 Invesco Ltd. 31,393 433,000 1.19%
16 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 23,053 318,000 0.88%
17 Raymond James Financial Services Advisors, Inc. 17,576 242,000 0.67%
18 Commonwealth Equity Services, Inc 16,880 233,000 0.64%
19 Janney Montgomery Scott LLC 13,094 180,000 0.50%
20 PNC FINANCIAL SERVICES GROUP, INC. 11,694 161,000 0.44%
21 OPPENHEIMER & CO INC 11,480 158,000 0.44%
22 AMERICAN INTERNATIONAL GROUP, INC. 10,615 146,000 0.40%
23 FineMark National Bank & Trust 6,635 104,000 0.29%
24 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 6,872 95,000 0.26%
25 Formidable Asset Management, LLC 6,500 89,000 0.25%
26 Thomas J. Herzfeld Advisors, Inc. 5,967 82,000 0.23%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,900 54,000 0.15%
28 Creative Planning 1,340 18,000 0.05%
29 SONORA INVESTMENT MANAGEMENT, LLC 700 11,000 0.03%
30 People's United Financial, Inc. 575 8,000 0.02%
31 Hoxton Financial, Inc. 351 5,000 0.01%
32 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 100 1,000 0.00%
33 Cordasco Financial Network 19 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.