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NUVEEN CORE EQUITY ALPHA FD
NUVEEN CORE EQUITY ALPHA FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 31 Institutional holders with a total value of $45,364,324.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 1,009,487 17,303,000 38.14%
2 GUGGENHEIM CAPITAL LLC 344,492 5,905,000 13.02%
3 RAYMOND JAMES & ASSOCIATES 334,482 5,733,000 12.64%
4 WELLS FARGO & COMPANY/MN 187,216 3,209,000 7.07%
5 UBS Group AG 135,998 2,331,000 5.14%
6 Jacobus Wealth Management, Inc. 122,148 2,094,000 4.62%
7 USCA RIA LLC 105,842 1,814,000 4.00%
8 BANK OF AMERICA CORP /DE/ 82,706 1,418,000 3.13%
9 MORGAN STANLEY 75,928 1,302,000 2.87%
10 Invesco Ltd. 48,000 823,000 1.81%
11 LPL Financial LLC 39,565 672,000 1.48%
12 DOLIVER ADVISORS, LP 21,256 364,000 0.80%
13 Commonwealth Equity Services, Inc 20,612 353,000 0.78%
14 ROYAL BANK OF CANADA 18,846 323,000 0.71%
15 STEEL GROVE CAPITAL ADVISORS, LLC 18,425 321,000 0.71%
16 Virtu KCG Holdings LLC 14,459 248,000 0.55%
17 OPPENHEIMER & CO INC 12,659 217,000 0.48%
18 Shaker Financial Services, LLC 12,116 208,000 0.46%
19 Janney Montgomery Scott LLC 10,602 182,000 0.40%
20 AMERICAN INTERNATIONAL GROUP, INC. 10,404 178,324 0.39%
21 Formidable Asset Management, LLC 6,500 109,000 0.24%
22 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 5,950 102,000 0.22%
23 PNC FINANCIAL SERVICES GROUP, INC. 2,753 47,000 0.10%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,276 39,000 0.09%
25 Creative Planning 1,598 27,000 0.06%
26 Thomas J. Herzfeld Advisors, Inc. 1,511 26,000 0.06%
27 People's United Financial, Inc. 575 10,000 0.02%
28 Hoxton Financial, Inc. 351 6,000 0.01%
29 BENJAMIN F. EDWARDS & COMPANY, INC. 9 0 0.00%
30 Cordasco Financial Network 19 0 0.00%
31 CITIGROUP INC 27 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.