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NUVEEN CORE EQUITY ALPHA FD
NUVEEN CORE EQUITY ALPHA FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 37 Institutional holders with a total value of $33,222,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 478,720 6,831,000 20.56%
2 RAYMOND JAMES & ASSOCIATES 293,296 4,185,000 12.60%
3 Karpus Management, Inc. 276,675 3,948,000 11.88%
4 GUGGENHEIM CAPITAL LLC 202,016 2,882,000 8.67%
5 UBS Group AG 166,089 2,370,000 7.13%
6 WELLS FARGO & COMPANY/MN 97,420 1,390,000 4.18%
7 MORGAN STANLEY 97,381 1,389,000 4.18%
8 BANK OF AMERICA CORP /DE/ 85,005 1,213,000 3.65%
9 LPL Financial LLC 85,698 1,201,000 3.62%
10 USCA RIA LLC 74,125 1,058,000 3.18%
11 AUSDAL FINANCIAL PARTNERS, INC. 63,025 899,000 2.71%
12 Jacobus Wealth Management, Inc. 61,040 871,000 2.62%
13 Weiss Asset Management LP 51,775 739,000 2.22%
14 Invesco Ltd. 42,671 609,000 1.83%
15 ROYAL BANK OF CANADA 42,070 600,000 1.81%
16 Shaker Financial Services, LLC 32,209 460,000 1.38%
17 Raymond James Financial Services Advisors, Inc. 26,977 385,000 1.16%
18 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 23,332 333,000 1.00%
19 Commonwealth Equity Services, Inc 17,885 255,000 0.77%
20 Janney Montgomery Scott LLC 14,496 207,000 0.62%
21 DOLIVER ADVISORS, LP 13,750 196,000 0.59%
22 PNC FINANCIAL SERVICES GROUP, INC. 12,325 176,000 0.53%
23 OPPENHEIMER & CO INC 11,513 164,000 0.49%
24 SG Americas Securities, LLC 11,245 160,000 0.48%
25 NATIONAL PLANNING CORP 11,995 151,000 0.45%
26 AMERICAN INTERNATIONAL GROUP, INC. 10,015 143,000 0.43%
27 IFP ADVISORS, INC 8,100 116,000 0.35%
28 Formidable Asset Management, LLC 6,500 90,000 0.27%
29 Thomas J. Herzfeld Advisors, Inc. 6,177 88,000 0.26%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,240 60,000 0.18%
31 Creative Planning 1,503 21,000 0.06%
32 SONORA INVESTMENT MANAGEMENT, LLC 700 10,000 0.03%
33 People's United Financial, Inc. 575 8,000 0.02%
34 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 400 6,000 0.02%
35 Hoxton Financial, Inc. 351 5,000 0.02%
36 FineMark National Bank & Trust 0 2,000 0.01%
37 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 100 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.