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NUVEEN CORE EQUITY ALPHA FD
NUVEEN CORE EQUITY ALPHA FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 29 Institutional holders with a total value of $57,852,211.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 1,405,047 25,459,000 44.01%
2 GUGGENHEIM CAPITAL LLC 484,611 8,780,000 15.18%
3 RAYMOND JAMES & ASSOCIATES 284,154 5,163,000 8.92%
4 WELLS FARGO & COMPANY/MN 178,176 3,237,000 5.60%
5 Jacobus Wealth Management, Inc. 138,753 2,521,000 4.36%
6 MORGAN STANLEY 121,753 2,212,000 3.82%
7 Shaker Financial Services, LLC 119,378 2,169,000 3.75%
8 UBS AG 117,697 2,139,000 3.70%
9 Invesco Ltd. 91,112 1,656,000 2.86%
10 BANK OF AMERICA CORP /DE/ 67,240 1,222,000 2.11%
11 NATIONAL PLANNING CORP 59,245 1,076,000 1.86%
12 FineMark National Bank & Trust 23,510 434,000 0.75%
13 ROYAL BANK OF CANADA 23,319 424,000 0.73%
14 STEEL GROVE CAPITAL ADVISORS, LLC 18,425 340,000 0.59%
15 Commonwealth Equity Services, Inc 16,198 294,000 0.51%
16 LPL Financial LLC 11,905 216,000 0.37%
17 AMERICAN INTERNATIONAL GROUP, INC. 10,045 182,518 0.32%
18 Formidable Asset Management, LLC 6,500 118,000 0.20%
19 OPTIMUM INVESTMENT ADVISORS 2,700 49,000 0.08%
20 Creative Planning 1,860 34,000 0.06%
21 B. Riley Wealth Advisors, Inc. 1,524 27,693 0.05%
22 Thomas J. Herzfeld Advisors, Inc. 1,334 24,000 0.04%
23 Cordasco Financial Network 1,205 22,000 0.04%
24 WFG Advisors, LP 1,115 20,000 0.03%
25 People's United Financial, Inc. 575 10,000 0.02%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 500 9,000 0.02%
27 MSI Financial Services Inc 325 6,000 0.01%
28 Hoxton Financial, Inc. 351 6,000 0.01%
29 Tower Research Capital LLC (TRC) 93 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.