| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,321,076 | 23,079,000 | 43.05% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 351,714 | 6,144,000 | 11.46% | ||
| 3 | RAYMOND JAMES & ASSOCIATES | 320,816 | 5,605,000 | 10.45% | ||
| 4 | WELLS FARGO & COMPANY/MN | 192,960 | 3,371,000 | 6.29% | ||
| 5 | Jacobus Wealth Management, Inc. | 143,963 | 2,515,000 | 4.69% | ||
| 6 | UBS Group AG | 139,741 | 2,441,000 | 4.55% | ||
| 7 | MORGAN STANLEY | 133,529 | 2,333,000 | 4.35% | ||
| 8 | USCA RIA LLC | 95,942 | 1,676,000 | 3.13% | ||
| 9 | Invesco Ltd. | 85,482 | 1,493,000 | 2.78% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 74,685 | 1,305,000 | 2.43% | ||
| 11 | Weiss Asset Management LP | 39,667 | 693,000 | 1.29% | ||
| 12 | NATIONAL PLANNING CORP | 35,345 | 596,624 | 1.11% | ||
| 13 | FineMark National Bank & Trust | 23,510 | 411,000 | 0.77% | ||
| 14 | Commonwealth Equity Services, Inc | 20,612 | 360,000 | 0.67% | ||
| 15 | ROYAL BANK OF CANADA | 20,197 | 353,000 | 0.66% | ||
| 16 | LPL Financial LLC | 18,731 | 327,000 | 0.61% | ||
| 17 | OPPENHEIMER & CO INC | 11,208 | 195,000 | 0.36% | ||
| 18 | Janney Montgomery Scott LLC | 10,602 | 185,222 | 0.35% | ||
| 19 | AMERICAN INTERNATIONAL GROUP, INC. | 10,364 | 181,059 | 0.34% | ||
| 20 | Formidable Asset Management, LLC | 6,500 | 114,000 | 0.21% | ||
| 21 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 5,848 | 102,000 | 0.19% | ||
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,276 | 39,000 | 0.07% | ||
| 23 | Thomas J. Herzfeld Advisors, Inc. | 1,411 | 25,000 | 0.05% | ||
| 24 | Cordasco Financial Network | 1,205 | 21,000 | 0.04% | ||
| 25 | Creative Planning | 998 | 17,000 | 0.03% | ||
| 26 | WFG Advisors, LP | 650 | 11,000 | 0.02% | ||
| 27 | People's United Financial, Inc. | 575 | 10,000 | 0.02% | ||
| 28 | Hoxton Financial, Inc. | 351 | 6,000 | 0.01% | ||
| 29 | CITIGROUP INC | 245 | 4,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
