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NUVEEN CORE EQUITY ALPHA FD
NUVEEN CORE EQUITY ALPHA FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 31 Institutional holders with a total value of $41,222,156.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Karpus Management, Inc. 590,675 7,726,000 18.74%
2 Shaker Financial Services, LLC 405,389 5,302,000 12.86%
3 Advisors Asset Management, Inc. 302,265 3,954,000 9.59%
4 RAYMOND JAMES & ASSOCIATES 263,297 3,444,000 8.35%
5 GUGGENHEIM CAPITAL LLC 227,672 2,978,000 7.22%
6 UBS Group AG 224,720 2,939,000 7.13%
7 LADENBURG THALMANN FINANCIAL SERVICES INC. 177,827 2,326,000 5.64%
8 Invesco Ltd. 163,380 2,137,000 5.18%
9 CITIGROUP INC 151,840 1,986,000 4.82%
10 BANK OF AMERICA CORP /DE/ 134,091 1,754,000 4.25%
11 LPL Financial LLC 103,416 1,363,000 3.31%
12 WELLS FARGO & COMPANY/MN 69,438 908,000 2.20%
13 Laurion Capital Management LP 61,046 798,000 1.94%
14 AUSDAL FINANCIAL PARTNERS, INC. 55,916 731,000 1.77%
15 MORGAN STANLEY 39,664 519,000 1.26%
16 Jacobus Wealth Management, Inc. 36,280 475,000 1.15%
17 Raymond James Financial Services Advisors, Inc. 26,363 345,000 0.84%
18 ALLEGIS INVESTMENT ADVISORS, LLC 23,022 301,000 0.73%
19 ADVISOR GROUP, INC. 23,015 301,000 0.73%
20 Commonwealth Equity Services, Inc 19,266 252,000 0.61%
21 ROYAL BANK OF CANADA 17,785 233,000 0.57%
22 GENEOS WEALTH MANAGEMENT INC. 9,365 122,000 0.30%
23 PNC FINANCIAL SERVICES GROUP, INC. 7,749 102,000 0.25%
24 Montecito Bank & Trust 5,000 65,000 0.16%
25 Thomas J. Herzfeld Advisors, Inc. 4,731 62,000 0.15%
26 US BANCORP \DE\ 3,200 42,000 0.10%
27 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 2,000 27,000 0.07%
28 IFP ADVISORS, INC 757 10,000 0.02%
29 SONORA INVESTMENT MANAGEMENT, LLC 700 9,156 0.02%
30 People's United Financial, Inc. 575 8,000 0.02%
31 WEBSTER BANK, N. A. 200 3,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.