Dark
Light
System
Security
NUVEEN CORE EQUITY ALPHA FD
NUVEEN CORE EQUITY ALPHA FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 30 Institutional holders with a total value of $35,798,653.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Karpus Management, Inc. 586,232 8,084,000 22.58%
2 Advisors Asset Management, Inc. 446,860 6,162,000 17.21%
3 RAYMOND JAMES & ASSOCIATES 282,662 3,898,000 10.89%
4 GUGGENHEIM CAPITAL LLC 226,522 3,124,000 8.73%
5 UBS Group AG 190,036 2,621,000 7.32%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 166,953 2,302,000 6.43%
7 BANK OF AMERICA CORP /DE/ 134,350 1,853,000 5.18%
8 MORGAN STANLEY 78,864 1,088,000 3.04%
9 WELLS FARGO & COMPANY/MN 74,645 1,030,000 2.88%
10 LPL Financial LLC 62,119 883,000 2.47%
11 BANK OF NOVA SCOTIA 59,036 814,000 2.27%
12 AUSDAL FINANCIAL PARTNERS, INC. 54,575 753,000 2.10%
13 Invesco Ltd. 52,415 723,000 2.02%
14 Jacobus Wealth Management, Inc. 31,325 432,000 1.21%
15 ROYAL BANK OF CANADA 30,962 427,000 1.19%
16 Raymond James Financial Services Advisors, Inc. 26,007 359,000 1.00%
17 Commonwealth Equity Services, Inc 16,066 222,000 0.62%
18 ADVISOR GROUP, INC. 15,040 207,000 0.58%
19 Janney Montgomery Scott LLC 14,496 207,000 0.58%
20 PNC FINANCIAL SERVICES GROUP, INC. 14,425 200,000 0.56%
21 GENEOS WEALTH MANAGEMENT INC. 9,765 138,000 0.39%
22 IFP ADVISORS, INC 8,857 122,000 0.34%
23 Thomas J. Herzfeld Advisors, Inc. 4,654 64,000 0.18%
24 US BANCORP \DE\ 3,200 44,000 0.12%
25 Creative Planning 1,528 21,000 0.06%
26 SONORA INVESTMENT MANAGEMENT, LLC 700 9,653 0.03%
27 People's United Financial, Inc. 575 8,000 0.02%
28 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 100 2,000 0.01%
29 FineMark National Bank & Trust 70 1,000 0.00%
30 Tower Research Capital LLC (TRC) 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.