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NUVEEN INTER DURATION MN TMF
NUVEEN INTER DURATION MN TMF. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 46 Institutional holders with a total value of $80,158,356.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,434,861 18,610,000 23.22%
2 UBS Group AG 1,185,345 15,374,000 19.18%
3 WELLS FARGO & COMPANY/MN 562,447 7,295,000 9.10%
4 BANK OF AMERICA CORP /DE/ 457,507 5,934,000 7.40%
5 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 258,214 3,349,000 4.18%
6 HighTower Advisors, LLC 234,754 3,047,000 3.80%
7 Laurion Capital Management LP 220,257 2,857,000 3.56%
8 GUGGENHEIM CAPITAL LLC 181,581 2,355,000 2.94%
9 ROYAL BANK OF CANADA 157,227 2,039,000 2.54%
10 RAYMOND JAMES & ASSOCIATES 154,110 1,999,000 2.49%
11 PROFICIO CAPITAL PARTNERS LLC 141,766 1,883,000 2.35%
12 FCA CORP /TX 118,972 1,543,000 1.92%
13 FIRST TRUST ADVISORS LP 107,689 1,397,000 1.74%
14 VAN ECK ASSOCIATES CORP 80,883 1,049,000 1.31%
15 Janney Montgomery Scott LLC 71,818 931,000 1.16%
16 Invesco Ltd. 67,014 869,000 1.08%
17 USCA RIA LLC 65,194 846,000 1.06%
18 Raymond James Financial Services Advisors, Inc. 55,834 724,000 0.90%
19 EP Wealth Advisors, LLC 53,076 688,000 0.86%
20 AMERIPRISE FINANCIAL INC 46,800 607,000 0.76%
21 STERLING INVESTMENT ADVISORS, LTD. 42,500 551,000 0.69%
22 LPL Financial LLC 41,267 536,000 0.67%
23 Advisory Services Network, LLC 40,000 519,000 0.65%
24 SNOWDEN CAPITAL ADVISORS LLC 34,260 444,356 0.55%
25 SG Americas Securities, LLC 31,334 406,000 0.51%
26 STIFEL FINANCIAL CORP 29,000 374,000 0.47%
27 Commonwealth Equity Services, Inc 28,668 372,000 0.46%
28 DOLIVER ADVISORS, LP 26,612 345,000 0.43%
29 D.A. DAVIDSON & CO. 25,000 324,000 0.40%
30 Horizon Kinetics LLC 24,591 319,000 0.40%
31 Edge Wealth Management LLC 23,810 308,000 0.38%
32 M&T BANK CORP 23,636 307,000 0.38%
33 BB&T SECURITIES, LLC 22,300 289,000 0.36%
34 Stratos Wealth Partners, LTD. 19,000 246,000 0.31%
35 BENJAMIN F. EDWARDS & COMPANY, INC. 18,790 244,000 0.30%
36 Cambridge Investment Research Advisors, Inc. 17,770 230,000 0.29%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 17,400 225,000 0.28%
38 BAIRD FINANCIAL GROUP, INC. 12,833 166,000 0.21%
39 CITY HOLDING CO 12,544 163,000 0.20%
40 STRATEGIC FINANCIAL GROUP, LLC 12,000 156,000 0.19% PRN
41 ADVISOR GROUP, INC. 8,630 112,000 0.14%
42 IFP ADVISORS, INC 2,581 33,000 0.04%
43 Tower Research Capital LLC (TRC) 2,400 31,000 0.04%
44 NEXT Financial Group, Inc 1,690 22,000 0.03%
45 Avior Wealth Management, LLC 1,600 21,000 0.03%
46 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,471 19,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.